Vertical LLM for Coal Mining Equipment O&M Under Limited Fine-Tuning Data

Due to the scarcity of high-quality, specialized datasets for coal mining equipment operation and maintenance (O&M) and the poor adaptability of large language models to domain-specific scenarios, the reliability of actual mining O&M cannot be guaranteed. To address this, this paper investigates the construction of vertical-domain large language models for coal mining equipment O&M scenarios under limited fine-tuning data. First, to tackle the lack of O&M scenario data, a safety-guided evolutionary self-instruction method (SafeEvol-Instruct), is developed by integrating Self-Instruction, Evol-Instruct, and Rule-Based Filtering. This approach achieves the unified fusion of scalable generation, deep evolution, and safety filtering on limited O&M data, resulting in the construction of scenario-specific datasets for system status assessment, equipment fault diagnosis, maintenance plan formulation, and preventive maintenance. Second, to account for the distinct characteristics of different O&M tasks, a hybrid fine-tuning strategy (SynergyLoRA) is proposed based on the Qwen2.5-7B-Instruct foundation model. This strategy incorporates middle-layer LoRA, top-layer LoRA, middle-layer IA3, Prompt Tuning, and Prefix Tuning to enable specialized training of vertical-domain models for each O&M scenario. Finally, the constructed Coal Mining Equipment O&M Large Language Model (CMEOM-LLM) is evaluated through ablation studies across various scenarios, validating the effectiveness of the proposed methods. Experimental results demonstrate that, in the system status assessment scenario, CMEOM-LLM achieves improvements of 4.9%, 1.5%, and 1.4% over the Qwen model in accuracy, recall, and F1-score, respectively. In the equipment fault diagnosis scenario, CMEOM-LLM outperforms Qwen by 7.4% in accuracy, with BLEU-4 and ROUGE-L scores increasing by 6.6% and 6.5%, respectively. In the maintenance plan formulation scenario, CMEOM-LLM surpasses ChatGLM with improvements of 6.6%, 6.5%, and 8.5% in ROUGE-L, BLEU-4, and human evaluation, respectively. In the preventive maintenance scenario, CMEOM-LLM achieves improvements of 7.1% and 8.9% over Qwen in ROUGE-L and BLEU-4, along with a 0.69-point increase in human evaluation scores. This paper provides an effective approach for knowledge management in coal mining equipment O&M.

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Publication Details

Journal
Applied Sciences
Published
2026-05-01
DOI
https://doi.org/10.3390/app16094447
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

Vertical LLM for Coal Mining Equipment O&M Under Limited Fine-Tuning Data

Ruiyuan Zhang, Xusheng Xue, Hongwei Ma, Mian Mu et al.
Applied Sciences
Machine Fault Diagnosis Techniques
article

Vertical LLM for Coal Mining Equipment O&M Under Limited Fine-Tuning Data

Ruiyuan Zhang, Xusheng Xue, Hongwei Ma, Mian Mu, Xiangang Cao, Yue Wu
article en

Abstract

Due to the scarcity of high-quality, specialized datasets for coal mining equipment operation and maintenance (O&M) and the poor adaptability of large language models to domain-specific scenarios, the reliability of actual mining O&M cannot be guaranteed. To address this, this paper investigates the construction of vertical-domain large language models for coal mining equipment O&M scenarios under limited fine-tuning data. First, to tackle the lack of O&M scenario data, a safety-guided evolutionary self-instruction method (SafeEvol-Instruct), is developed by integrating Self-Instruction, Evol-Instruct, and Rule-Based Filtering. This approach achieves the unified fusion of scalable generation, deep evolution, and safety filtering on limited O&M data, resulting in the construction of scenario-specific datasets for system status assessment, equipment fault diagnosis, maintenance plan formulation, and preventive maintenance. Second, to account for the distinct characteristics of different O&M tasks, a hybrid fine-tuning strategy (SynergyLoRA) is proposed based on the Qwen2.5-7B-Instruct foundation model. This strategy incorporates middle-layer LoRA, top-layer LoRA, middle-layer IA3, Prompt Tuning, and Prefix Tuning to enable specialized training of vertical-domain models for each O&M scenario. Finally, the constructed Coal Mining Equipment O&M Large Language Model (CMEOM-LLM) is evaluated through ablation studies across various scenarios, validating the effectiveness of the proposed methods. Experimental results demonstrate that, in the system status assessment scenario, CMEOM-LLM achieves improvements of 4.9%, 1.5%, and 1.4% over the Qwen model in accuracy, recall, and F1-score, respectively. In the equipment fault diagnosis scenario, CMEOM-LLM outperforms Qwen by 7.4% in accuracy, with BLEU-4 and ROUGE-L scores increasing by 6.6% and 6.5%, respectively. In the maintenance plan formulation scenario, CMEOM-LLM surpasses ChatGLM with improvements of 6.6%, 6.5%, and 8.5% in ROUGE-L, BLEU-4, and human evaluation, respectively. In the preventive maintenance scenario, CMEOM-LLM achieves improvements of 7.1% and 8.9% over Qwen in ROUGE-L and BLEU-4, along with a 0.69-point increase in human evaluation scores. This paper provides an effective approach for knowledge management in coal mining equipment O&M.

Applied SciencesVol. 16(9)
Xi'an University of Science and Technology (CN), Chinese Academy of Sciences (CN), Beijing Jingshida Electromechanical Equipment Research Institute (CN), Xi'an Institute of Optics and Precision Mechanics (CN)
National Natural Science Foundation of China
Decent work and economic growth
Openalex Percentile: Top 8%
Machine Fault Diagnosis Techniques
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