Toward Sustainable Photovoltaic Operations: Evaluating Validation Strategies for Inverter Fault Prediction Under Sparse-Event Conditions

This study evaluates how validation design affects the assessment of photovoltaic (PV) inverter fault prediction under sparse operational event conditions. Using an 89-day dataset from 18 co-located inverters at a single PV plant, minute-level SCADA measurements were transformed into 56-step input windows with 15 min future event labels. Three validation configurations were compared under the same XGBoost-based forecasting task: single-equipment temporal validation, pooled temporal validation, and leave-one-equipment-out (LOEO) validation. The results show that the three configurations provide different interpretations of predictive usefulness. Single-equipment validation achieved a mean PR-AUC of 0.699, pooled temporal validation achieved a PR-AUC of 0.637, and LOEO validation achieved a mean PR-AUC of 0.718 with a mean ROC-AUC of 0.930. Bootstrap confidence intervals confirmed that held-out equipment performance estimates were statistically more stable than in extremely sparse short-window settings; for example, held-out equipment 4 achieved a PR-AUC of 0.734 with a 95% confidence interval of 0.704–0.762. Variable-level permutation importance showed that predictive performance was mainly associated with DC-side voltage/current and selected AC-side electrical variables. These findings demonstrate that validation design is not a secondary implementation detail but a substantive methodological choice in PV predictive-maintenance evaluation. The study provides practical guidance for selecting validation strategies according to deployment scenarios, including asset-specific modeling, shared plant-level prediction, and predictive coverage for unseen or data-limited inverters.

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Publication Details

Journal
Sustainability
Published
2026-04-30
DOI
https://doi.org/10.3390/su18094395
Primary Topic
Photovoltaic System Optimization Techniques
Type
article
Field-Weighted Citation Impact
0.00
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article

Toward Sustainable Photovoltaic Operations: Evaluating Validation Strategies for Inverter Fault Prediction Under Sparse-Event Conditions

Seung‐Jun Lee, T.H. Kim, Hong‐Sik Yun, Jisung Kim
Sustainability
Photovoltaic System Optimization Techniques
article

Toward Sustainable Photovoltaic Operations: Evaluating Validation Strategies for Inverter Fault Prediction Under Sparse-Event Conditions

Seung‐Jun Lee, T.H. Kim, Hong‐Sik Yun, Jisung Kim
article en

Abstract

This study evaluates how validation design affects the assessment of photovoltaic (PV) inverter fault prediction under sparse operational event conditions. Using an 89-day dataset from 18 co-located inverters at a single PV plant, minute-level SCADA measurements were transformed into 56-step input windows with 15 min future event labels. Three validation configurations were compared under the same XGBoost-based forecasting task: single-equipment temporal validation, pooled temporal validation, and leave-one-equipment-out (LOEO) validation. The results show that the three configurations provide different interpretations of predictive usefulness. Single-equipment validation achieved a mean PR-AUC of 0.699, pooled temporal validation achieved a PR-AUC of 0.637, and LOEO validation achieved a mean PR-AUC of 0.718 with a mean ROC-AUC of 0.930. Bootstrap confidence intervals confirmed that held-out equipment performance estimates were statistically more stable than in extremely sparse short-window settings; for example, held-out equipment 4 achieved a PR-AUC of 0.734 with a 95% confidence interval of 0.704–0.762. Variable-level permutation importance showed that predictive performance was mainly associated with DC-side voltage/current and selected AC-side electrical variables. These findings demonstrate that validation design is not a secondary implementation detail but a substantive methodological choice in PV predictive-maintenance evaluation. The study provides practical guidance for selecting validation strategies according to deployment scenarios, including asset-specific modeling, shared plant-level prediction, and predictive coverage for unseen or data-limited inverters.

SustainabilityVol. 18(9)
University of Leeds (GB), Sungkyunkwan University (KR)
Openalex Percentile: Top 19%
Photovoltaic System Optimization Techniques
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