Fault diagnosis of ORC expanders using a multiscale residual network with convolutional block attention

Expanders in organic Rankine cycle systems serve as critical energy-conversion components in low-grade waste heat recovery installations, yet their reliable operation is threatened by faults such as bearing defects, rotor imbalance, and blade cracking. Conventional diagnostic methods often struggle with non-stationary vibration characteristics, class imbalance, and low signal-to-noise ratios inherent to these working environments. This paper proposes an improved deep residual network, referred to as multi-scale convolutional block attention module residual network, that integrates a multi-scale parallel feature extraction module with convolutional block attention mechanisms for intelligent fault diagnosis. The multi-scale module employs three parallel convolutional branches with different kernel sizes to simultaneously capture transient impulses, periodic modulation, and low-frequency envelope features across multiple temporal scales. Attention-enhanced residual blocks sequentially recalibrate channel and spatial responses to emphasize fault-sensitive features while suppressing noise interference. A training optimization scheme combining Focal Loss, cosine annealing, and targeted data augmentation is further introduced to address the small-sample imbalanced-data challenge. Five-fold cross-validation experiments conducted on a 10 kW single-screw expander test rig demonstrate that the proposed model achieves 98.11 ± 0.34% diagnostic accuracy across four health states, surpassing the standard deep residual network baseline by 6.57 percentage points, with only 3.27% relative accuracy degradation at 10 dB signal-to-noise ratio. Ablation studies confirm a multiplicative synergy between the multi-scale and attention modules, statistical significance tests validate the robustness of the observed improvements, and comparative evaluations against six benchmark methods demonstrate the superiority and generalizability of the proposed approach.

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Publication Details

Journal
Scientific Reports
Published
2026-05-02
DOI
https://doi.org/10.1038/s41598-026-50794-7
Primary Topic
Combustion and flame dynamics
Type
article
Field-Weighted Citation Impact
0.00

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article

Fault diagnosis of ORC expanders using a multiscale residual network with convolutional block attention

Jing Li, Zexu Gao
Scientific Reports
Combustion and flame dynamics
article

Fault diagnosis of ORC expanders using a multiscale residual network with convolutional block attention

Jing Li, Zexu Gao
article en

Abstract

Expanders in organic Rankine cycle systems serve as critical energy-conversion components in low-grade waste heat recovery installations, yet their reliable operation is threatened by faults such as bearing defects, rotor imbalance, and blade cracking. Conventional diagnostic methods often struggle with non-stationary vibration characteristics, class imbalance, and low signal-to-noise ratios inherent to these working environments. This paper proposes an improved deep residual network, referred to as multi-scale convolutional block attention module residual network, that integrates a multi-scale parallel feature extraction module with convolutional block attention mechanisms for intelligent fault diagnosis. The multi-scale module employs three parallel convolutional branches with different kernel sizes to simultaneously capture transient impulses, periodic modulation, and low-frequency envelope features across multiple temporal scales. Attention-enhanced residual blocks sequentially recalibrate channel and spatial responses to emphasize fault-sensitive features while suppressing noise interference. A training optimization scheme combining Focal Loss, cosine annealing, and targeted data augmentation is further introduced to address the small-sample imbalanced-data challenge. Five-fold cross-validation experiments conducted on a 10 kW single-screw expander test rig demonstrate that the proposed model achieves 98.11 ± 0.34% diagnostic accuracy across four health states, surpassing the standard deep residual network baseline by 6.57 percentage points, with only 3.27% relative accuracy degradation at 10 dB signal-to-noise ratio. Ablation studies confirm a multiplicative synergy between the multi-scale and attention modules, statistical significance tests validate the robustness of the observed improvements, and comparative evaluations against six benchmark methods demonstrate the superiority and generalizability of the proposed approach.

Scientific Reports
Beijing Electronic Science and Technology Institute (CN), University of Science and Technology Beijing (CN)
National Natural Science Foundation of China
Affordable and clean energy
Openalex Percentile: Top 8%
Combustion and flame dynamics
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