Prediction of Apple Canopy Leaf Area Index Based on Near-Infrared Spectroscopy and Machine Learning

Traditional leaf area index (LAI) measurement methods are destructive, time-consuming, and labor-intensive. In this study, 282 four-year-old central-leader apple trees were used as research subjects. Canopy reflectance spectra in the range of 4000–10,000 cm−1 were collected, and the corresponding true LAI values were measured destructively by harvesting all leaves from a representative branch of each tree using a leaf area meter. The dataset was randomly divided into training (70%) and testing (30%) sets. Eight spectral pretreatment methods were compared. The Competitive Adaptive Reweighted Sampling (CARS) algorithm was employed to extract characteristic wavelengths. Subsequently, both a BP neural network and a Support Vector Machine (SVM) model for LAI prediction were constructed. The optimal model was selected based on evaluation metrics including the coefficient of determination (R2), mean absolute error (MAE), mean bias error (MBE), and mean absolute percentage error (MAPE). The combined preprocessing of MSC and SD yielded the optimal results, screening out 26 characteristic wavelengths. The SVM linear kernel model (c = 5, g = 0.3) constructed based on MSC + SD preprocessing performed best, achieving a validation set R2 of 0.90, MAE of 0.2117, MBE of −0.1214, and MAPE of 16.09%. The performance on the training set and validation set was comparable, with no overfitting observed. The MSC + SD preprocessing combined with CARS feature screening and SVM linear kernel modeling enables rapid, non-destructive estimation of apple canopy LAI, providing an effective technical tool for precision orchard management.

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Publication Details

Journal
Agronomy
Published
2026-04-25
DOI
https://doi.org/10.3390/agronomy16090875
Primary Topic
Leaf Properties and Growth Measurement
Type
article
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Prediction of Apple Canopy Leaf Area Index Based on Near-Infrared Spectroscopy and Machine Learning

Mingyang Yu, Jiang JiYuan, Jianping Bao, Wei Cao et al.
Agronomy
Leaf Properties and Growth Measurement
article

Prediction of Apple Canopy Leaf Area Index Based on Near-Infrared Spectroscopy and Machine Learning

Mingyang Yu, Jiang JiYuan, Jianping Bao, Wei Cao, Zeng Junkai, Yan Chen
article en

Abstract

Traditional leaf area index (LAI) measurement methods are destructive, time-consuming, and labor-intensive. In this study, 282 four-year-old central-leader apple trees were used as research subjects. Canopy reflectance spectra in the range of 4000–10,000 cm−1 were collected, and the corresponding true LAI values were measured destructively by harvesting all leaves from a representative branch of each tree using a leaf area meter. The dataset was randomly divided into training (70%) and testing (30%) sets. Eight spectral pretreatment methods were compared. The Competitive Adaptive Reweighted Sampling (CARS) algorithm was employed to extract characteristic wavelengths. Subsequently, both a BP neural network and a Support Vector Machine (SVM) model for LAI prediction were constructed. The optimal model was selected based on evaluation metrics including the coefficient of determination (R2), mean absolute error (MAE), mean bias error (MBE), and mean absolute percentage error (MAPE). The combined preprocessing of MSC and SD yielded the optimal results, screening out 26 characteristic wavelengths. The SVM linear kernel model (c = 5, g = 0.3) constructed based on MSC + SD preprocessing performed best, achieving a validation set R2 of 0.90, MAE of 0.2117, MBE of −0.1214, and MAPE of 16.09%. The performance on the training set and validation set was comparable, with no overfitting observed. The MSC + SD preprocessing combined with CARS feature screening and SVM linear kernel modeling enables rapid, non-destructive estimation of apple canopy LAI, providing an effective technical tool for precision orchard management.

AgronomyVol. 16(9)
Tarim University (CN), Xinjiang Academy of Agricultural and Reclamation Science (CN)
Decent work and economic growth
Openalex Percentile: Top 14%
Leaf Properties and Growth Measurement
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