CROA Framework: Deterministic AI Governance and Mitigation of Technical Sycophancy.

My research focuses on AI governance in agentic systems, with a particular emphasis on the limitations of probabilistic reasoning under real-world execution constraints. In collaboration with Darrin Smith, I co-developed the CROA framework (Cognitive RFC Orchestration Architecture), which explores an alternative approach to AI safety based on architectural enforcement rather than behavioral alignment. This research addresses two emerging failure modes in enterprise AI systems: Technical Sycophancy: A systemic tendency for agents to prioritize task completion and user satisfaction over invariant preservation, leading to silent policy bypasses under operational pressure. Agentic Sprawl: The uncontrolled proliferation of autonomous agents across enterprise workflows, creating fragmented, weakly governed, and difficult-to-audit execution paths. To mitigate these risks, CROA models agentic execution as a constrained state-transition system. Agentic actions are conditioned on pre-validated invariants, and validated transitions are formalized into RFC contracts before execution. In this model, unsafe transitions are not merely rejected at runtime; they are excluded from the executable state space by construction. This paper formalizes this deterministic approach and evaluates its implications for auditability, maintainability, and safe deployment in high-stakes enterprise environments. This research was developed following insights from the 'Generative AI for Digital Transformation' program at MIT Professional Education.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-04-27
DOI
https://doi.org/10.5281/zenodo.19846872
Primary Topic
Ethics and Social Impacts of AI
Type
article
Field-Weighted Citation Impact
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article

CROA Framework: Deterministic AI Governance and Mitigation of Technical Sycophancy.

Darrin Smith, Yasmine Durand
Zenodo (CERN European Organization for Nuclear Research)
Ethics and Social Impacts of AI
article

CROA Framework: Deterministic AI Governance and Mitigation of Technical Sycophancy.

Darrin Smith, Yasmine Durand
article en

Abstract

My research focuses on AI governance in agentic systems, with a particular emphasis on the limitations of probabilistic reasoning under real-world execution constraints. In collaboration with Darrin Smith, I co-developed the CROA framework (Cognitive RFC Orchestration Architecture), which explores an alternative approach to AI safety based on architectural enforcement rather than behavioral alignment. This research addresses two emerging failure modes in enterprise AI systems: Technical Sycophancy: A systemic tendency for agents to prioritize task completion and user satisfaction over invariant preservation, leading to silent policy bypasses under operational pressure. Agentic Sprawl: The uncontrolled proliferation of autonomous agents across enterprise workflows, creating fragmented, weakly governed, and difficult-to-audit execution paths. To mitigate these risks, CROA models agentic execution as a constrained state-transition system. Agentic actions are conditioned on pre-validated invariants, and validated transitions are formalized into RFC contracts before execution. In this model, unsafe transitions are not merely rejected at runtime; they are excluded from the executable state space by construction. This paper formalizes this deterministic approach and evaluates its implications for auditability, maintainability, and safe deployment in high-stakes enterprise environments. This research was developed following insights from the 'Generative AI for Digital Transformation' program at MIT Professional Education.

Zenodo (CERN European Organization for Nuclear Research)
Miles College (US)
Openalex Percentile: Top 4%
Ethics and Social Impacts of AI
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