AI Governance Before Intelligence A Pre-Execution Substrate for Deterministic Refusal, Authority Validation, and Continuity Preservation Version 0.9.7.1

Elyon-Sol is a governance-first, pre-execution substrate that determines whether an interaction is allowed to exist prior to any policy evaluation, intelligence, or execution. The system enforces deterministic refusal under a fail-closed model through three independent invariants: AC³ (Authority) — validates that all required authority conditions are present and legitimate T²⁶ (Coverage) — ensures that all required participants, roles, and supporting elements are complete CCS (Continuity) — enforces structural and semantic consistency across system state transitions Eligibility is computed as: G(I) = AC³(I) ∧ T²⁶(I) ∧ CCS(sₜ, sₜ₊₁, I) Producing one of two outcomes: ELIGIBLE REFUSE Version 0.9.7.1 represents the canonical release and includes a formally defined invariant system, a tightened and operationalized continuity constraint (CCS), worked evaluation examples, and empirical interaction cases mapped to invariant failures. This revision introduces Appendix D, a clarificatory, non-expansive addendum that: formalizes operational sufficiency under a fail-closed evaluation model provides a true-positive (ELIGIBLE) evaluation case demonstrates CCS as an independent failure condition positions Elyon-Sol relative to existing access control and governance models No new invariants, behaviors, or system components are introduced. Elyon-Sol operates strictly as a non-executing governance layer. It does not perform actions or replace policy engines; it determines whether interactions are permitted to exist. The system is: deterministic fail-closed identity-agnostic pre-policy and pre-execution This release is considered structurally complete, internally consistent, empirically grounded, and externally verifiable. It serves as a stable reference implementation of a pre-execution governance substrate. Future work, if any, is limited to observational validation and domain-specific application without modification to the core system.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-04-22
DOI
https://doi.org/10.5281/zenodo.19694153
Primary Topic
Ethics and Social Impacts of AI
Type
article
Field-Weighted Citation Impact
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article

AI Governance Before Intelligence A Pre-Execution Substrate for Deterministic Refusal, Authority Validation, and Continuity Preservation Version 0.9.7.1

Justin LaPorte
Zenodo (CERN European Organization for Nuclear Research)
Ethics and Social Impacts of AI
article

AI Governance Before Intelligence A Pre-Execution Substrate for Deterministic Refusal, Authority Validation, and Continuity Preservation Version 0.9.7.1

Justin LaPorte
article en

Abstract

Elyon-Sol is a governance-first, pre-execution substrate that determines whether an interaction is allowed to exist prior to any policy evaluation, intelligence, or execution. The system enforces deterministic refusal under a fail-closed model through three independent invariants: AC³ (Authority) — validates that all required authority conditions are present and legitimate T²⁶ (Coverage) — ensures that all required participants, roles, and supporting elements are complete CCS (Continuity) — enforces structural and semantic consistency across system state transitions Eligibility is computed as: G(I) = AC³(I) ∧ T²⁶(I) ∧ CCS(sₜ, sₜ₊₁, I) Producing one of two outcomes: ELIGIBLE REFUSE Version 0.9.7.1 represents the canonical release and includes a formally defined invariant system, a tightened and operationalized continuity constraint (CCS), worked evaluation examples, and empirical interaction cases mapped to invariant failures. This revision introduces Appendix D, a clarificatory, non-expansive addendum that: formalizes operational sufficiency under a fail-closed evaluation model provides a true-positive (ELIGIBLE) evaluation case demonstrates CCS as an independent failure condition positions Elyon-Sol relative to existing access control and governance models No new invariants, behaviors, or system components are introduced. Elyon-Sol operates strictly as a non-executing governance layer. It does not perform actions or replace policy engines; it determines whether interactions are permitted to exist. The system is: deterministic fail-closed identity-agnostic pre-policy and pre-execution This release is considered structurally complete, internally consistent, empirically grounded, and externally verifiable. It serves as a stable reference implementation of a pre-execution governance substrate. Future work, if any, is limited to observational validation and domain-specific application without modification to the core system.

Zenodo (CERN European Organization for Nuclear Research)
Peace, Justice and strong institutions
Openalex Percentile: Top 8%
Ethics and Social Impacts of AI
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