Cohort vs case–control design for transformer-based prediction of asthma exacerbations in mild asthma

Acute asthma exacerbation (AAE) is among the most serious outcomes of asthma, and accurate prediction of its risk remains a key challenge. Existing electronic health record-based prediction models have typically adopted either cohort or case-control sampling designs, yet their comparative performance has not been systematically evaluated. To address this gap, we developed transformer-based deep learning models to predict AAE among adults with mild asthma, directly comparing cohort and case-control designs using identical predictors and architecture across two large integrated healthcare systems, Kaiser Permanente Southern California (KPSC) and Kaiser Permanente Northwest (KPNW). Models were trained on retrospective data from KPSC and externally validated in KPNW. Mean area under the receiver operating characteristic curve (AUC) was 0.85 for case-control models and 0.70 (KPSC)/0.71 (KPNW) for cohort models. Both designs generalized well across systems, indicating robust feature learning and population transferability. Although calibration appeared well aligned within each analytical framework, absolute predicted probabilities diverged between designs, reflecting how event-enriched sampling inflates apparent risk and affects interpretability. These findings demonstrate that study design strongly influences model behavior and should be aligned with the intended use when developing predictive models for clinical deployment.

Authors

Institutions

Publication Details

Journal
npj Digital Medicine
Published
2026-04-21
DOI
https://doi.org/10.1038/s41746-026-02624-3
Primary Topic
Machine Learning in Healthcare
Type
article
Field-Weighted Citation Impact
0.00

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Cohort vs case–control design for transformer-based prediction of asthma exacerbations in mild asthma

Robert S. Zeiger, Eric J. Puttock, Matthew Slaughter, Stanley Xu et al.
npj Digital Medicine
Machine Learning in Healthcare
article

Cohort vs case–control design for transformer-based prediction of asthma exacerbations in mild asthma

Robert S. Zeiger, Eric J. Puttock, Matthew Slaughter, Stanley Xu, William Crawford, Michael Schatz, Wansu Chen, Fagen Xie
article en

Abstract

Acute asthma exacerbation (AAE) is among the most serious outcomes of asthma, and accurate prediction of its risk remains a key challenge. Existing electronic health record-based prediction models have typically adopted either cohort or case-control sampling designs, yet their comparative performance has not been systematically evaluated. To address this gap, we developed transformer-based deep learning models to predict AAE among adults with mild asthma, directly comparing cohort and case-control designs using identical predictors and architecture across two large integrated healthcare systems, Kaiser Permanente Southern California (KPSC) and Kaiser Permanente Northwest (KPNW). Models were trained on retrospective data from KPSC and externally validated in KPNW. Mean area under the receiver operating characteristic curve (AUC) was 0.85 for case-control models and 0.70 (KPSC)/0.71 (KPNW) for cohort models. Both designs generalized well across systems, indicating robust feature learning and population transferability. Although calibration appeared well aligned within each analytical framework, absolute predicted probabilities diverged between designs, reflecting how event-enriched sampling inflates apparent risk and affects interpretability. These findings demonstrate that study design strongly influences model behavior and should be aligned with the intended use when developing predictive models for clinical deployment.

npj Digital Medicine
Kaiser Permanente (US), Kaiser Permanente Center for Health Research (US)
National Heart, Lung, and Blood Institute
Openalex Percentile: Top 14%
Machine Learning in Healthcare
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.