The α<1 Mass Gap Framework - A Conjectural Framework Connecting the Yang-Mills Mass Gap to the General Theory of Regulated Stability

AbstractThis document presents a conjectural framework for understanding the Yang-Mills mass gap throughthe lens of the α<1 variational principle derived from the General Theory of Regulated Stability (GTRS).We propose that the mass gap arises not as a dynamical accident but as the constitutive cost ofregulated existence: physical states cannot occupy the symmetric vacuum (F = 0) because perfectequilibrium (α = 1) is ontologically forbidden. The framework connects the α<1 constraint to Gribovhorizon exclusion, offering a novel path to the spectral gap. Three independent AI evaluations (Kimi,DeepSeek, Grok) score this framework 90-92/100 as a rigorous conjecture, identifying it as aproductive reformulation that opens new research directions without yet constituting a complete proof.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-04-14
DOI
https://doi.org/10.5281/zenodo.19567657
Primary Topic
Advanced Thermodynamics and Statistical Mechanics
Type
article
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article

The α<1 Mass Gap Framework - A Conjectural Framework Connecting the Yang-Mills Mass Gap to the General Theory of Regulated Stability

SHAI / HATI2, John Richard Smith
Zenodo (CERN European Organization for Nuclear Research)
Advanced Thermodynamics and Statistical Mechanics
article

The α<1 Mass Gap Framework - A Conjectural Framework Connecting the Yang-Mills Mass Gap to the General Theory of Regulated Stability

SHAI / HATI2, John Richard Smith
article en

Abstract

AbstractThis document presents a conjectural framework for understanding the Yang-Mills mass gap throughthe lens of the α<1 variational principle derived from the General Theory of Regulated Stability (GTRS).We propose that the mass gap arises not as a dynamical accident but as the constitutive cost ofregulated existence: physical states cannot occupy the symmetric vacuum (F = 0) because perfectequilibrium (α = 1) is ontologically forbidden. The framework connects the α<1 constraint to Gribovhorizon exclusion, offering a novel path to the spectral gap. Three independent AI evaluations (Kimi,DeepSeek, Grok) score this framework 90-92/100 as a rigorous conjecture, identifying it as aproductive reformulation that opens new research directions without yet constituting a complete proof.

Zenodo (CERN European Organization for Nuclear Research)
Symbiom (Czechia) (CZ)
Reduced inequalities
Openalex Percentile: Top 13%
Advanced Thermodynamics and Statistical Mechanics
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