A Hierarchy of Spectral Gap Certificates for Frustration-Free Spin Systems

Estimating spectral gaps of quantum many-body Hamiltonians is a highly challenging computational task, even under assumptions of locality and translation-invariance. Yet, the quest for rigorous gap certificates is motivated by their broad applicability, ranging from many-body physics to quantum computing and classical sampling techniques. Here we present a general method for obtaining lower bounds on the spectral gap of frustration-free quantum Hamiltonians in the thermodynamic limit. We formulate the gap certification problem as a hierarchy of optimization problems (semidefinite programs) in which the certificate – a proof of a lower bound on the gap – is improved with increasing levels. Our approach encompasses existing finite-size methods, such as Knabe's bound and its subsequent improvements, as those appear as particular possible solutions in our optimization, which is thus guaranteed to either match or surpass them. We demonstrate the power of the method on one-dimensional spin-chain models where we observe an improvement by several orders of magnitude over existing finite size criteria in both the accuracy of the lower bound on the gap, as well as the range of parameters in which a gap is detected.

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Publication Details

Journal
Quantum
Published
2026-04-13
DOI
https://doi.org/10.22331/q-2026-04-13-2065
Primary Topic
Quantum Computing Algorithms and Architecture
Type
article
Field-Weighted Citation Impact
0.00

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A Hierarchy of Spectral Gap Certificates for Frustration-Free Spin Systems

Ilya Kull, Norbert Schuch, F. Baccari, Kshiti Sneh Rai et al.
Quantum
Quantum Computing Algorithms and Architecture
article

A Hierarchy of Spectral Gap Certificates for Frustration-Free Spin Systems

Ilya Kull, Norbert Schuch, F. Baccari, Kshiti Sneh Rai, Patrick Emonts, Jordi Tura
article en

Abstract

Estimating spectral gaps of quantum many-body Hamiltonians is a highly challenging computational task, even under assumptions of locality and translation-invariance. Yet, the quest for rigorous gap certificates is motivated by their broad applicability, ranging from many-body physics to quantum computing and classical sampling techniques. Here we present a general method for obtaining lower bounds on the spectral gap of frustration-free quantum Hamiltonians in the thermodynamic limit. We formulate the gap certification problem as a hierarchy of optimization problems (semidefinite programs) in which the certificate – a proof of a lower bound on the gap – is improved with increasing levels. Our approach encompasses existing finite-size methods, such as Knabe's bound and its subsequent improvements, as those appear as particular possible solutions in our optimization, which is thus guaranteed to either match or surpass them. We demonstrate the power of the method on one-dimensional spin-chain models where we observe an improvement by several orders of magnitude over existing finite size criteria in both the accuracy of the lower bound on the gap, as well as the range of parameters in which a gap is detected.

QuantumVol. 10
Quanta Technology (United States) (US), Leiden University (NL), University of Vienna (AT), University of Padua (IT), Center for Integrated Quantum Science and Technology (DE)
Alexander von Humboldt-Stiftung, Carl-Zeiss-Stiftung, European Commission, Universiteit Leiden, Austrian Science Fund, Nederlandse Organisatie voor Wetenschappelijk Onderzoek, HORIZON EUROPE Framework Programme
Openalex Percentile: Top 5%
Quantum Computing Algorithms and Architecture
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A Hierarchy of Spectral Gap Certificates for Frustration-Free Spin Systems — Ilya Kull, Norbert Schuch, et al. · Quantum (2026) | TGRS Research Map | TGRS