Semi-supervised learning with physicochemical health indicators using an Encoder-Gaussian process framework for battery state of health estimation under dynamic discharge conditions

Reliable estimation of the State of Health (SoH) of lithium-ion batteries is essential for ensuring safety, performance, and longevity in electric vehicles (EVs). Existing approaches, ranging from physicochemical and circuit-based models to fully supervised deep learning, encounter limitations in real-world applications due to high data requirements, modeling assumptions, or lack of generalizability under dynamic operating conditions. In this study, a semisupervised deep kernel learning (SSDKL) framework is proposed for the first time to estimate battery SoH using dynamic discharge data with limited labeled samples. The new architecture combines a Encoder-T + GRU with Gaussian process regression (GPR) to exploit both temporal dependencies and probabilistic uncertainty. 15% of the training data are labeled, with the remaining 75% utilized as unlabeled input to guide model generalization. The method is evaluated on the NASA randomized battery usage dataset, following a comprehensive data preprocessing pipeline that includes anomaly detection, normalization, and the extraction of physicochemical and statistical health indicators. The proposed model achieves an MAPE of 1.396% and an RMSPE of 2.029%, surpassing the current state-of-the-art benchmark by over 24%. To enhance interpretability, the internal behaviour of the model is analyzed using SHAP values, saliency maps, and GRU gate weight dynamics, identifying key features and timesteps that influence predictions. The results demonstrate that semi-supervised learning can significantly improve SoH estimation accuracy while reducing dependence on extensive labeled datasets, offering a data-driven framework validated under dynamic discharge conditions, with potential applicability to battery management systems. The paper’s validated source codes are available in Appendix A. • A new robust data preprocessing is developed for a state-of-the-art dynamic discharge battery dataset. • A new Semi-supervised deep kernel learning algorithm is developed for battery SoH using 15% labeled dynamic data. • A new encoder-based upstream model with GPR achieves state-of-the-art, uncertainty-aware SoH prediction. • Model interpretability is achieved using SHAP analysis, saliency maps, and recurrent gate analysis. • GRU adds uncertainty modeling and regularization in training.

Authors

Institutions

Publication Details

Journal
Energy and AI
Published
2026-04-10
DOI
https://doi.org/10.1016/j.egyai.2026.100748
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Semi-supervised learning with physicochemical health indicators using an Encoder-Gaussian process framework for battery state of health estimation under dynamic discharge conditions

Hao Yuan, Pedram Asef, Reza Jafari, Alexandre Benoit
Energy and AI
Advanced Battery Technologies Research
article

Semi-supervised learning with physicochemical health indicators using an Encoder-Gaussian process framework for battery state of health estimation under dynamic discharge conditions

Hao Yuan, Pedram Asef, Reza Jafari, Alexandre Benoit
article en

Abstract

Reliable estimation of the State of Health (SoH) of lithium-ion batteries is essential for ensuring safety, performance, and longevity in electric vehicles (EVs). Existing approaches, ranging from physicochemical and circuit-based models to fully supervised deep learning, encounter limitations in real-world applications due to high data requirements, modeling assumptions, or lack of generalizability under dynamic operating conditions. In this study, a semisupervised deep kernel learning (SSDKL) framework is proposed for the first time to estimate battery SoH using dynamic discharge data with limited labeled samples. The new architecture combines a Encoder-T + GRU with Gaussian process regression (GPR) to exploit both temporal dependencies and probabilistic uncertainty. 15% of the training data are labeled, with the remaining 75% utilized as unlabeled input to guide model generalization. The method is evaluated on the NASA randomized battery usage dataset, following a comprehensive data preprocessing pipeline that includes anomaly detection, normalization, and the extraction of physicochemical and statistical health indicators. The proposed model achieves an MAPE of 1.396% and an RMSPE of 2.029%, surpassing the current state-of-the-art benchmark by over 24%. To enhance interpretability, the internal behaviour of the model is analyzed using SHAP values, saliency maps, and GRU gate weight dynamics, identifying key features and timesteps that influence predictions. The results demonstrate that semi-supervised learning can significantly improve SoH estimation accuracy while reducing dependence on extensive labeled datasets, offering a data-driven framework validated under dynamic discharge conditions, with potential applicability to battery management systems. The paper’s validated source codes are available in Appendix A. • A new robust data preprocessing is developed for a state-of-the-art dynamic discharge battery dataset. • A new Semi-supervised deep kernel learning algorithm is developed for battery SoH using 15% labeled dynamic data. • A new encoder-based upstream model with GPR achieves state-of-the-art, uncertainty-aware SoH prediction. • Model interpretability is achieved using SHAP analysis, saliency maps, and recurrent gate analysis. • GRU adds uncertainty modeling and regularization in training.

Energy and AIVol. 24
University of Hertfordshire (GB), University of Cambridge (GB), Bridge University (SS), University College London (GB), University of Bath (GB)
University College London
Openalex Percentile: Top 20%
Advanced Battery Technologies Research
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.