Mitigating Overfitting and Physical Inconsistency in Flood Susceptibility Mapping: A Physics-Constrained Evolutionary Machine Learning Framework for Ungauged Alpine Basins

Flood susceptibility mapping in high-altitude ungauged basins faces a structural dichotomy: physically based models often suffer from systematic biases due to uncertain satellite precipitation, whereas data-driven models are prone to overfitting and lack physical consistency in data-scarce regions. To resolve this, this study proposes a Physically constrained Particle Swarm Optimization–Random Forest (P-PDRF) framework, validated in the Lhasa River Basin. The core innovation lies in coupling a hydrological model with statistical learning by utilizing the maximum daily runoff depth as a “Relative Hydraulic Intensity Index.” This approach leverages the topological correctness of physical simulations to circumvent absolute forcing errors. Furthermore, a Physiographically Constrained Negative Sampling (PCNS) strategy and a PSO-optimized “Shallow Tree” configuration are introduced to enforce structural regularization against stochastic noise. Empirical results demonstrate that P-PDRF achieves superior generalization (AUC = 0.942), significantly outperforming standard Random Forest, Support Vector Machine, and Analytic Hierarchy Process models. Ablation studies confirm that the dynamic index outweighs the static Topographic Wetness Index in feature importance, effectively correcting topographic artifacts where static models misclassify arid depressions as high-risk zones. This study offers a scalable Physics-Informed Machine Learning solution for the global “Prediction in Ungauged Basins” initiative.

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Publication Details

Journal
Water
Published
2026-04-07
DOI
https://doi.org/10.3390/w18070882
Primary Topic
Flood Risk Assessment and Management
Type
article
Field-Weighted Citation Impact
0.00

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article

Mitigating Overfitting and Physical Inconsistency in Flood Susceptibility Mapping: A Physics-Constrained Evolutionary Machine Learning Framework for Ungauged Alpine Basins

Haowen Li, Congxiang Fan, Jiajia Yue, Chuanjie Yan et al.
Water
Flood Risk Assessment and Management
article

Mitigating Overfitting and Physical Inconsistency in Flood Susceptibility Mapping: A Physics-Constrained Evolutionary Machine Learning Framework for Ungauged Alpine Basins

Haowen Li, Congxiang Fan, Jiajia Yue, Chuanjie Yan, Peng Huang, Chun Zhou, Lingling Wu
article en

Abstract

Flood susceptibility mapping in high-altitude ungauged basins faces a structural dichotomy: physically based models often suffer from systematic biases due to uncertain satellite precipitation, whereas data-driven models are prone to overfitting and lack physical consistency in data-scarce regions. To resolve this, this study proposes a Physically constrained Particle Swarm Optimization–Random Forest (P-PDRF) framework, validated in the Lhasa River Basin. The core innovation lies in coupling a hydrological model with statistical learning by utilizing the maximum daily runoff depth as a “Relative Hydraulic Intensity Index.” This approach leverages the topological correctness of physical simulations to circumvent absolute forcing errors. Furthermore, a Physiographically Constrained Negative Sampling (PCNS) strategy and a PSO-optimized “Shallow Tree” configuration are introduced to enforce structural regularization against stochastic noise. Empirical results demonstrate that P-PDRF achieves superior generalization (AUC = 0.942), significantly outperforming standard Random Forest, Support Vector Machine, and Analytic Hierarchy Process models. Ablation studies confirm that the dynamic index outweighs the static Topographic Wetness Index in feature importance, effectively correcting topographic artifacts where static models misclassify arid depressions as high-risk zones. This study offers a scalable Physics-Informed Machine Learning solution for the global “Prediction in Ungauged Basins” initiative.

WaterVol. 18(7)
Hong Kong Polytechnic University (HK), Sichuan University (CN), Tsinghua Sichuan Energy Internet Research Institute (CN), Inner Mongolia Autonomous Region Meteorological Bureau (CN), China Railway Group (China) (CN), State Key Laboratory of Hydraulics and Mountain River Engineering, Tsinghua University (CN)
Department of Science and Technology of Sichuan Province
Openalex Percentile: Top 17%
Flood Risk Assessment and Management
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