AI Governance Before Intelligence A Pre-Execution Substrate for Deterministic Refusal, Authority Validation, and Continuity Preservation Version 0.7.5 — Canonical

Modern AI and policy-driven systems optimize for correctness, performance, and compliance, yet lack a mechanism to determine whether an action should be considered at all. This work introduces Elyon-Sol, a governance-first substrate that operates prior to execution, enforcing deterministic refusal based on consent, authority, coverage, and continuity constraints. Elyon-Sol formalizes three core governance layers: Legitimacy (AC³) — Is the action allowed? Coverage (T²⁶) — Is anyone or anything missing? Continuity (CCS) — Is the system still valid across contexts? Additionally, this work identifies four interaction-level failure invariants—Consent Deadlock (CDD), Service Access Paradox (SAP), Policy Authority Disclosure (PAD), and Illegitimate Loop Termination (ILT)—derived from qualitative empirical observations across real-world systems. Together, these constructs establish a pre-execution governance layer capable of refusing invalid interactions before any policy evaluation or execution occurs.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-04-01
DOI
https://doi.org/10.5281/zenodo.19367849
Primary Topic
Ethics and Social Impacts of AI
Type
article
Field-Weighted Citation Impact
0.00
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article

AI Governance Before Intelligence A Pre-Execution Substrate for Deterministic Refusal, Authority Validation, and Continuity Preservation Version 0.7.5 — Canonical

Justin LaPorte
Zenodo (CERN European Organization for Nuclear Research)
Ethics and Social Impacts of AI
article

AI Governance Before Intelligence A Pre-Execution Substrate for Deterministic Refusal, Authority Validation, and Continuity Preservation Version 0.7.5 — Canonical

Justin LaPorte
article en

Abstract

Modern AI and policy-driven systems optimize for correctness, performance, and compliance, yet lack a mechanism to determine whether an action should be considered at all. This work introduces Elyon-Sol, a governance-first substrate that operates prior to execution, enforcing deterministic refusal based on consent, authority, coverage, and continuity constraints. Elyon-Sol formalizes three core governance layers: Legitimacy (AC³) — Is the action allowed? Coverage (T²⁶) — Is anyone or anything missing? Continuity (CCS) — Is the system still valid across contexts? Additionally, this work identifies four interaction-level failure invariants—Consent Deadlock (CDD), Service Access Paradox (SAP), Policy Authority Disclosure (PAD), and Illegitimate Loop Termination (ILT)—derived from qualitative empirical observations across real-world systems. Together, these constructs establish a pre-execution governance layer capable of refusing invalid interactions before any policy evaluation or execution occurs.

Zenodo (CERN European Organization for Nuclear Research)
Peace, Justice and strong institutions
Openalex Percentile: Top 26%
Ethics and Social Impacts of AI
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