A State of Health Estimation Method for Lithium-Ion Battery Packs Using Two-Level Hierarchical Features and TCN–Transformer–SE

This study proposes a novel state of health (SOH) estimation method by extracting two-level hierarchical features linked to fundamental degradation mechanisms. At the module level, the length of the incremental power curve during constant current charging is extracted, capturing cumulative effects of subtle changes. At the cell level, a combined temperature-weighted voltage inconsistency curve is constructed. The state of charge (SOC) at its distinct knee point within the high-SOC range is a key indicator, signifying the accelerated failure stage where polarization and thermoelectric feedback intensify. This knee-point SOC quantitatively reflects the degree of SOH degradation, making it a valid feature for accurate SOH estimation. The proposed Temporal Convolutional Network–Transformer–Squeeze-and-Excitation (TCN–Transformer–SE) model assigns weights to these features via Squeeze-and-Excitation (SE) and uses Temporal Convolutional Network (TCN) and Transformer branches for parallel local and global temporal decisions. Aging experiments demonstrate the method’s superiority through multi-feature comparison, ablation studies, and benchmark evaluation, achieving a maximum mean absolute error (MAE) of 0.0031, a root mean square error (RMSE) of 0.0038, a coefficient of determination (R2) of 0.9937 and a mean absolute percentage error (MAPE) of 0.3820. The work provides a fusion estimation framework with enhanced interpretability grounded in electrochemical analysis.

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Publication Details

Journal
Batteries
Published
2026-04-01
DOI
https://doi.org/10.3390/batteries12040123
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

A State of Health Estimation Method for Lithium-Ion Battery Packs Using Two-Level Hierarchical Features and TCN–Transformer–SE

Anxiang Wang, Kaixin Cheng, Guoqing Hua, Kui Shao et al.
Batteries
Advanced Battery Technologies Research
article

A State of Health Estimation Method for Lithium-Ion Battery Packs Using Two-Level Hierarchical Features and TCN–Transformer–SE

Anxiang Wang, Kaixin Cheng, Guoqing Hua, Kui Shao, Panfen Yin, Min Xie, Chaolong Zhang, Yupeng Wu
article en

Abstract

This study proposes a novel state of health (SOH) estimation method by extracting two-level hierarchical features linked to fundamental degradation mechanisms. At the module level, the length of the incremental power curve during constant current charging is extracted, capturing cumulative effects of subtle changes. At the cell level, a combined temperature-weighted voltage inconsistency curve is constructed. The state of charge (SOC) at its distinct knee point within the high-SOC range is a key indicator, signifying the accelerated failure stage where polarization and thermoelectric feedback intensify. This knee-point SOC quantitatively reflects the degree of SOH degradation, making it a valid feature for accurate SOH estimation. The proposed Temporal Convolutional Network–Transformer–Squeeze-and-Excitation (TCN–Transformer–SE) model assigns weights to these features via Squeeze-and-Excitation (SE) and uses Temporal Convolutional Network (TCN) and Transformer branches for parallel local and global temporal decisions. Aging experiments demonstrate the method’s superiority through multi-feature comparison, ablation studies, and benchmark evaluation, achieving a maximum mean absolute error (MAE) of 0.0031, a root mean square error (RMSE) of 0.0038, a coefficient of determination (R2) of 0.9937 and a mean absolute percentage error (MAPE) of 0.3820. The work provides a fusion estimation framework with enhanced interpretability grounded in electrochemical analysis.

BatteriesVol. 12(4)
China University of Geosciences (CN), Jinling Institute of Technology (CN)
Government of Jiangsu Province
Openalex Percentile: Top 37%
Advanced Battery Technologies Research
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