Ethical AI Series — Conservation of Intent, Volume IV (Companion): Alignment & Safety Ontology + Intent Preservation (Non-Operational)

This companion volume extends the Ethical AI Series — Conservation of Intent into the adjacent jurisdictions of alignment and safety while preserving the trilogy's sealed posture, lawful labels, and terminal refusal boundary. It treats alignment and safety language as classification-only objects governed by authorized representations, bounded domains, and binding non-claims rather than as mechanisms, mandates, interfaces, enforcement regimes, or outcome guarantees. The manuscript defines a companion ontology for alignment-preserving and safety-preserving interpretation, specifies admissibility and conformance conditions under institutional and architectural pressure, and preserves refusal wherever lawful classification would require operational substitution, prohibited inference, outcome capture, or silent scope expansion. Throughout, the work remains non-operational, non-inferential, and non-certifying: it does not authorize identity inference, mental-state inference, behavioral inference, surveillance posture, evaluation mandates, deployment-readiness claims, or assurances that a system is aligned or safe. Its purpose is narrower and more durable: to preserve lawful meaning, constrain derivative misuse, and keep alignment and safety language citable without becoming capturable.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-03-29
DOI
https://doi.org/10.5281/zenodo.19304640
Primary Topic
Ethics and Social Impacts of AI
Type
article
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article

Ethical AI Series — Conservation of Intent, Volume IV (Companion): Alignment & Safety Ontology + Intent Preservation (Non-Operational)

Matthew A. Davis
Zenodo (CERN European Organization for Nuclear Research)
Ethics and Social Impacts of AI
article

Ethical AI Series — Conservation of Intent, Volume IV (Companion): Alignment & Safety Ontology + Intent Preservation (Non-Operational)

Matthew A. Davis
article en

Abstract

This companion volume extends the Ethical AI Series — Conservation of Intent into the adjacent jurisdictions of alignment and safety while preserving the trilogy's sealed posture, lawful labels, and terminal refusal boundary. It treats alignment and safety language as classification-only objects governed by authorized representations, bounded domains, and binding non-claims rather than as mechanisms, mandates, interfaces, enforcement regimes, or outcome guarantees. The manuscript defines a companion ontology for alignment-preserving and safety-preserving interpretation, specifies admissibility and conformance conditions under institutional and architectural pressure, and preserves refusal wherever lawful classification would require operational substitution, prohibited inference, outcome capture, or silent scope expansion. Throughout, the work remains non-operational, non-inferential, and non-certifying: it does not authorize identity inference, mental-state inference, behavioral inference, surveillance posture, evaluation mandates, deployment-readiness claims, or assurances that a system is aligned or safe. Its purpose is narrower and more durable: to preserve lawful meaning, constrain derivative misuse, and keep alignment and safety language citable without becoming capturable.

Zenodo (CERN European Organization for Nuclear Research)
Office of the Governor (US)
Life in Land
Openalex Percentile: Top 2%
Ethics and Social Impacts of AI
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Ethical AI Series — Conservation of Intent, Volume IV (Companion): Alignment & Safety Ontology + Intent Preservation (Non-Operational) — Matthew A. Davis · Zenodo (CERN European Organization for Nuclear Research) (2026) | TGRS Research Map | TGRS