Ontological Commitments in Formal Models of Artificial General Intelligence

This paper examines the ontological commitments implicit in the two canonical formal frameworks of Artificial General Intelligence — AIXI and the Gödel Machine — using Quine's criterion of ontological commitment. We propose an ontological signature Ω(F) = ⟨α, ω, μ, ι⟩ characterizing each framework's presuppositions about agency, domain structure, internal states, and the formal criterion of intelligence. The central result is the Dichotomy of Universality (Theorem 4.10): normative universality (D1) is formally incompatible with both formal self-foundation (D2) and computational realizability (D3), partitioning the space of AGI frameworks into two irreconcilable blocks. AIXI satisfies D1 at the cost of incomputability (Turing barrier); the Gödel Machine satisfies D2∧D3 at the cost of incompleteness (Gödel barrier). We argue that the structural limits of each framework are not contingent technical deficiencies but necessary logical consequences of their ontological commitments — a thesis we term ontological determination. The dispute between AGI programs is therefore not merely technical, but grounded in inescapable ontological choices.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-03-29
DOI
https://doi.org/10.5281/zenodo.19320202
Primary Topic
Computability, Logic, AI Algorithms
Type
article
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article

Ontological Commitments in Formal Models of Artificial General Intelligence

Samuel G. da Silva
Zenodo (CERN European Organization for Nuclear Research)
Computability, Logic, AI Algorithms
article

Ontological Commitments in Formal Models of Artificial General Intelligence

Samuel G. da Silva
article en

Abstract

This paper examines the ontological commitments implicit in the two canonical formal frameworks of Artificial General Intelligence — AIXI and the Gödel Machine — using Quine's criterion of ontological commitment. We propose an ontological signature Ω(F) = ⟨α, ω, μ, ι⟩ characterizing each framework's presuppositions about agency, domain structure, internal states, and the formal criterion of intelligence. The central result is the Dichotomy of Universality (Theorem 4.10): normative universality (D1) is formally incompatible with both formal self-foundation (D2) and computational realizability (D3), partitioning the space of AGI frameworks into two irreconcilable blocks. AIXI satisfies D1 at the cost of incomputability (Turing barrier); the Gödel Machine satisfies D2∧D3 at the cost of incompleteness (Gödel barrier). We argue that the structural limits of each framework are not contingent technical deficiencies but necessary logical consequences of their ontological commitments — a thesis we term ontological determination. The dispute between AGI programs is therefore not merely technical, but grounded in inescapable ontological choices.

Zenodo (CERN European Organization for Nuclear Research)
Universidade de São Paulo (BR)
Openalex Percentile: Top 2%
Computability, Logic, AI Algorithms
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