Machine Learning in Surface Mining—A Systematic Review

Objective: The objective of this study was to map and critically synthesize empirical evidence on ML/AI applications across surface mining unit operations, and to characterize models, validation practices, and evidence gaps. Eligibility criteria: Our eligibility criteria comprised peer-reviewed studies (2020–2025) applying ML/AI to surface mining activities, training/validating models on empirical datasets, and reporting quantitative performance metrics. Information sources: Scopus, ScienceDirect, Dimensions, and Web of Science were our information sources, last searched December 2025 and supplemented by website and citation snowballing. Risk of bias: Risk of bias was assessed using an adapted domain-based approach based on PROBAST, used to interpret findings without excluding studies. Synthesis method: Our research employed a narrative synthesis (no meta-analysis due to heterogeneity in datasets, algorithms, contexts, and metrics), grouped by application domain. Results: From 5317 records, 57 studies were included, concentrated in blasting (43), followed by load and haul (6), post-dismantling management (4), extraction (2), and overall exploitation (2). Studies predominantly reported statistical metrics (e.g., R2, RMSE, and MAE), with limited operational performance indicators; validation was frequently site-specific. Dataset sizes were not reported consistently across studies. Limitations: This study’s limitations were database coverage, restricted timeframe, and incomplete reporting (e.g., software/tooling). Conclusions: ML/AI shows strong potential, especially in blasting, but scalable deployment is constrained by site specificity, inconsistent reporting, and heterogeneous validation; standardized reporting and operational indicators are priorities. Registration: The systematic review protocol was registered in OSF with DOI 10.17605/OSF.IO/5UMKB. Funding: EU Erasmus+ STRIM project (1010832727).

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Publication Details

Journal
Applied Sciences
Published
2026-03-27
DOI
https://doi.org/10.3390/app16073246
Primary Topic
Mining and Resource Management
Type
article
Field-Weighted Citation Impact
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article

Machine Learning in Surface Mining—A Systematic Review

J. Duarte, João Santos Baptista, Vasco Belo Reis
Applied Sciences
Mining and Resource Management
article

Machine Learning in Surface Mining—A Systematic Review

J. Duarte, João Santos Baptista, Vasco Belo Reis
article en

Abstract

Objective: The objective of this study was to map and critically synthesize empirical evidence on ML/AI applications across surface mining unit operations, and to characterize models, validation practices, and evidence gaps. Eligibility criteria: Our eligibility criteria comprised peer-reviewed studies (2020–2025) applying ML/AI to surface mining activities, training/validating models on empirical datasets, and reporting quantitative performance metrics. Information sources: Scopus, ScienceDirect, Dimensions, and Web of Science were our information sources, last searched December 2025 and supplemented by website and citation snowballing. Risk of bias: Risk of bias was assessed using an adapted domain-based approach based on PROBAST, used to interpret findings without excluding studies. Synthesis method: Our research employed a narrative synthesis (no meta-analysis due to heterogeneity in datasets, algorithms, contexts, and metrics), grouped by application domain. Results: From 5317 records, 57 studies were included, concentrated in blasting (43), followed by load and haul (6), post-dismantling management (4), extraction (2), and overall exploitation (2). Studies predominantly reported statistical metrics (e.g., R2, RMSE, and MAE), with limited operational performance indicators; validation was frequently site-specific. Dataset sizes were not reported consistently across studies. Limitations: This study’s limitations were database coverage, restricted timeframe, and incomplete reporting (e.g., software/tooling). Conclusions: ML/AI shows strong potential, especially in blasting, but scalable deployment is constrained by site specificity, inconsistent reporting, and heterogeneous validation; standardized reporting and operational indicators are priorities. Registration: The systematic review protocol was registered in OSF with DOI 10.17605/OSF.IO/5UMKB. Funding: EU Erasmus+ STRIM project (1010832727).

Applied SciencesVol. 16(7)
Universidade do Porto (PT)
Openalex Percentile: Top 5%
Mining and Resource Management
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