Hybrid physics–data prediction approach for interpretable deformation prediction in pre-support tunnel construction

Deformation prediction during pre-support tunnel construction remains a major challenge: conventional methods lack adaptability, while deep learning models often sacrifice physical interpretability for accuracy. This study addresses the research question of how to achieve predictions that are both accurate and physically consistent under dynamic tunnel construction. We propose a hybrid physics–data prediction approach (HPDPA) that integrates a physical–mathematical model grounded in Winkler elastic foundation beam theory with a physics-informed attention long short-term memory (PI-ALSTM) network. Through a bidirectional collaboration mechanism, the PI-ALSTM supplies data-driven variables to refine the physical–mathematical model, while the latter informs the learning process of the data-driven model, ensuring consistency with physical mechanics and adaptability to the updated site-specific conditions. When validated on real-world pipe-roof tunneling data, HPDPA achieves high predictive precision (MAE = 1.11 mm, RMSE = 0.97 mm, MRE = 0.07) and markedly outperforms purely data-driven baselines. These results demonstrate the framework’s capability to provide physically trustworthy, high-resolution, and real-time guidance for tunnel construction, thereby contributing to the digitalization process of risk management in pre-support tunnel projects.

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Publication Details

Journal
Underground Space
Published
2026-03-01
DOI
https://doi.org/10.1016/j.undsp.2026.01.002
Primary Topic
Tunneling and Rock Mechanics
Type
article
Field-Weighted Citation Impact
0.00
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Hybrid physics–data prediction approach for interpretable deformation prediction in pre-support tunnel construction

Ye Pan, Xiaohe Xia, Yongmao Hou, Cunyang Zhang et al.
Underground Space
Tunneling and Rock Mechanics
article

Hybrid physics–data prediction approach for interpretable deformation prediction in pre-support tunnel construction

Ye Pan, Xiaohe Xia, Yongmao Hou, Cunyang Zhang, Jin-Jian Chen
article en

Abstract

Deformation prediction during pre-support tunnel construction remains a major challenge: conventional methods lack adaptability, while deep learning models often sacrifice physical interpretability for accuracy. This study addresses the research question of how to achieve predictions that are both accurate and physically consistent under dynamic tunnel construction. We propose a hybrid physics–data prediction approach (HPDPA) that integrates a physical–mathematical model grounded in Winkler elastic foundation beam theory with a physics-informed attention long short-term memory (PI-ALSTM) network. Through a bidirectional collaboration mechanism, the PI-ALSTM supplies data-driven variables to refine the physical–mathematical model, while the latter informs the learning process of the data-driven model, ensuring consistency with physical mechanics and adaptability to the updated site-specific conditions. When validated on real-world pipe-roof tunneling data, HPDPA achieves high predictive precision (MAE = 1.11 mm, RMSE = 0.97 mm, MRE = 0.07) and markedly outperforms purely data-driven baselines. These results demonstrate the framework’s capability to provide physically trustworthy, high-resolution, and real-time guidance for tunnel construction, thereby contributing to the digitalization process of risk management in pre-support tunnel projects.

Underground Space
Shanghai Jiao Tong University (CN), Shanghai Tunnel Engineering (China) (CN)
Openalex Percentile: Top 8%
Tunneling and Rock Mechanics
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