Improving Document Layout Analysis Using Synthetic Data Generation and Convolutional Models

Document Layout Analysis (DLA) is a critical step in intelligent document processing and is essential for accurately reconstructing the hierarchical structure of pages. While modern convolutional neural networks exhibit high performance, their effectiveness heavily depends on the quality and representativeness of training data, limiting their application in scenarios where labeled datasets are scarce. This paper proposes a method for enhancing DLA through synthetic generation of training data. A formalized mathematical model for generating document layouts has been developed, allowing control over element placement density, sizes, and spatial distribution. An experimental study investigated the impact of various data generation strategies on the training of the YOLO11m model, including median and threshold-based element splitting as well as different block sampling schemes. The experiments showed that employing median element splitting combined with random sampling from a large shuffled pool of synthetic data yields consistent improvements of 2–4% across all key metrics: precision, recall, mAP@50, and mAP@50:95, as compared with simple data generation strategies. These results demonstrate that targeted optimization of the data preparation process can enhance the performance of convolutional models in DLA tasks without increasing architectural complexity. The practical applicability of the method is validated through integration into the MinerU system. Future research will focus on extending the proposed model to complex layouts in scientific journals, technical reports, and handwritten documents.

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Publication Details

Journal
Applied Sciences
Published
2026-03-23
DOI
https://doi.org/10.3390/app16063089
Primary Topic
Handwritten Text Recognition Techniques
Type
article
Field-Weighted Citation Impact
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article

Improving Document Layout Analysis Using Synthetic Data Generation and Convolutional Models

Olena Piatykop, Olha Pronina, V. G. Efremenko, Elena Balalayeva et al.
Applied Sciences
Handwritten Text Recognition Techniques
article

Improving Document Layout Analysis Using Synthetic Data Generation and Convolutional Models

Olena Piatykop, Olha Pronina, V. G. Efremenko, Elena Balalayeva, Kyrylo Sheliah, Tao Xia
article en

Abstract

Document Layout Analysis (DLA) is a critical step in intelligent document processing and is essential for accurately reconstructing the hierarchical structure of pages. While modern convolutional neural networks exhibit high performance, their effectiveness heavily depends on the quality and representativeness of training data, limiting their application in scenarios where labeled datasets are scarce. This paper proposes a method for enhancing DLA through synthetic generation of training data. A formalized mathematical model for generating document layouts has been developed, allowing control over element placement density, sizes, and spatial distribution. An experimental study investigated the impact of various data generation strategies on the training of the YOLO11m model, including median and threshold-based element splitting as well as different block sampling schemes. The experiments showed that employing median element splitting combined with random sampling from a large shuffled pool of synthetic data yields consistent improvements of 2–4% across all key metrics: precision, recall, mAP@50, and mAP@50:95, as compared with simple data generation strategies. These results demonstrate that targeted optimization of the data preparation process can enhance the performance of convolutional models in DLA tasks without increasing architectural complexity. The practical applicability of the method is validated through integration into the MinerU system. Future research will focus on extending the proposed model to complex layouts in scientific journals, technical reports, and handwritten documents.

Applied SciencesVol. 16(6)
Wuhan University of Technology (CN), Slovak Academy of Sciences (SK), Pryazovskyi State Technical University (UA), Institute of Geotechnics of the Slovak Academy of Sciences (SK), Wuhan University of Science and Technology (CN)
Openalex Percentile: Top 10%
Handwritten Text Recognition Techniques
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