PolSAR Forest Height Inversion Based on Multi-Class Feature Fusion

Forest height is a key structural parameter for characterizing forest architecture and estimating carbon storage. However, under complex terrain and heterogeneous forest conditions, Polarimetric synthetic aperture radar (PolSAR)-based forest height inversion using multi-category features still faces several challenges, including feature redundancy, insufficient characterization of the nonlinear couplings among high-dimensional features by deep learning models, and the difficulty of jointly achieving model stability and interpretability. In this paper, to address these issues, we propose a method for SHapley Additive exPlanations (SHAP) interpretability-driven PolSAR forest height inversion based on deep learning and multi-category feature fusion. Firstly, a deep neural network (DNN) is constructed, and SHAP is introduced to interpret the model decision process, enabling the identification of key feature interactions with clear physical significance and guiding the iterative model optimization in an explainability-driven manner. Furthermore, a SHAP-guided feature attention DNN is developed, in which the feature contribution scores are incorporated as prior knowledge for attention weight initialization, thereby establishing a closed-loop modeling framework from “interpretation” to “optimization”. Experiments were conducted at the site of the Huangfengqiao forest farm, Youxian County, Hunan province, China, using ALOS-2 L-band fully polarimetric SAR imagery. The experimental results demonstrated that the proposed method can significantly outperform the conventional machine learning approaches and various deep learning architectures for forest height inversion. The final model achieved a coefficient of determination (R2) score of 0.75 and a root-mean-square error (RMSE) of 1.35 m on the test dataset. These findings indicate that the combination of SHAP-driven multi-category feature fusion and deep learning can effectively enhance both the inversion accuracy and physical interpretability, providing a reliable solution for PolSAR-based forest structural parameter retrieval at the Huangfengqiao study site, with potential applicability to complex terrain conditions.

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Publication Details

Journal
Remote Sensing
Published
2026-03-20
DOI
https://doi.org/10.3390/rs18060946
Primary Topic
Synthetic Aperture Radar (SAR) Applications and Techniques
Type
article
Field-Weighted Citation Impact
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PolSAR Forest Height Inversion Based on Multi-Class Feature Fusion

Jichao Zhang, Dongfeng Ren, Weidong Song, Jinze Li et al.
Remote Sensing
Synthetic Aperture Radar (SAR) Applications and Techniques
article

PolSAR Forest Height Inversion Based on Multi-Class Feature Fusion

Jichao Zhang, Dongfeng Ren, Weidong Song, Jinze Li, Cui Zhou, Bing Zhang, Jianjun Zhu
article en

Abstract

Forest height is a key structural parameter for characterizing forest architecture and estimating carbon storage. However, under complex terrain and heterogeneous forest conditions, Polarimetric synthetic aperture radar (PolSAR)-based forest height inversion using multi-category features still faces several challenges, including feature redundancy, insufficient characterization of the nonlinear couplings among high-dimensional features by deep learning models, and the difficulty of jointly achieving model stability and interpretability. In this paper, to address these issues, we propose a method for SHapley Additive exPlanations (SHAP) interpretability-driven PolSAR forest height inversion based on deep learning and multi-category feature fusion. Firstly, a deep neural network (DNN) is constructed, and SHAP is introduced to interpret the model decision process, enabling the identification of key feature interactions with clear physical significance and guiding the iterative model optimization in an explainability-driven manner. Furthermore, a SHAP-guided feature attention DNN is developed, in which the feature contribution scores are incorporated as prior knowledge for attention weight initialization, thereby establishing a closed-loop modeling framework from “interpretation” to “optimization”. Experiments were conducted at the site of the Huangfengqiao forest farm, Youxian County, Hunan province, China, using ALOS-2 L-band fully polarimetric SAR imagery. The experimental results demonstrated that the proposed method can significantly outperform the conventional machine learning approaches and various deep learning architectures for forest height inversion. The final model achieved a coefficient of determination (R2) score of 0.75 and a root-mean-square error (RMSE) of 1.35 m on the test dataset. These findings indicate that the combination of SHAP-driven multi-category feature fusion and deep learning can effectively enhance both the inversion accuracy and physical interpretability, providing a reliable solution for PolSAR-based forest structural parameter retrieval at the Huangfengqiao study site, with potential applicability to complex terrain conditions.

Remote SensingVol. 18(6)
Central South University of Forestry and Technology (CN), Central South University (CN), Liaoning Technical University (CN)
Life in Land
Openalex Percentile: Top 10%
Synthetic Aperture Radar (SAR) Applications and Techniques
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