Modulation Optimization and Load Power Boundary Condition for a Five-Level ANPC Converter Under DC-Side Unbalanced Loads

This paper investigates a five-level active neutral-point-clamped (5L-ANPC) converter operating in rectifier mode with unbalanced DC-side loads, where neutral-point (NP) deviation may deteriorate grid-current quality. Conventional space-vector pulsewidth modulation (SVPWM) is typically derived under the split-capacitor-voltage symmetry assumption; when NP deviation occurs, fixed sector boundaries and ideal volt–second balance calculations can lead to sector misclassification and synthesis errors. To address this issue, an NP-aware SVPWM scheme is proposed by reconstructing sector criteria using real-time capacitor voltages and correcting the vector dwelling-time computation to improve modulation accuracy under imbalance. Based on the power-transfer mechanism, an average-power boundary condition is further derived to quantify the admissible upper/lower load power ratio that allows NP regulation without additional hardware, and its validity is examined under resistive-load cases. Moreover, for battery-type loads exhibiting voltage-source characteristics, the control objective is extended from voltage symmetry to controllable power/charge allocation by establishing a mapping between the small-vector duty ratio and the branch average-power ratio, with constrained online solution and smoothing to mitigate coefficient jitter. Experimental validation is conducted on an OPAL-RT OP5707-based hardware-in-the-loop platform, where both single-phase and three-phase 5L-ANPC systems are implemented according to different verification objectives. The derived boundary condition for resistive loads is examined in the single-phase system, while the proposed modulation and battery-load power-allocation strategy are verified in the three-phase system. The three-phase arrangement is adopted for the battery-load case in order to avoid the second-order power ripple inherent to single-phase operation.