Joint State-of-Charge and State-of-Health Estimation Method Based on Equivalent Circuit Model and Data-Driven Model Fusion

State-of-charge (SOC) and state-of-health (SOH) of lithium-ion batteries are critical parameters in battery management systems, directly impacting the driving range, performance stability, and safety of electric vehicles. To improve the accuracy and stability of SOC and SOH estimation simultaneously, this paper proposes a joint estimation method with constant-current bias compensation. First, based on a second-order RC equivalent circuit model, a constant-current bias compensation term is introduced into the Kalman filter framework. The estimation accuracy and robustness of SOC are validated under multiple operating conditions and noise levels. Then, a model integrating Transformer and gated recurrent unit is constructed. The fata morgana algorithm (FATA) is adopted for hyperparameter optimization. Ablation studies and multi-model comparative experiments are conducted to verify the model’s accuracy. Finally, capacity correction is performed using SOH results. By combining current bias compensation and precise temporal features extracted from aging data, joint estimation of SOC and SOH is achieved. Results show that after introducing current bias compensation and aging-based capacity correction, the accumulated SOC estimation error is reduced by more than 10%, while SOH estimation achieves a MAPE below 0.90% and an RMSPE below 1.10%. The proposed joint method is thus verified to be accurate and practical.

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Publication Details

Journal
Energies
Published
2026-03-22
DOI
https://doi.org/10.3390/en19061567
Primary Topic
Advanced Battery Technologies Research
Type
article
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article

Joint State-of-Charge and State-of-Health Estimation Method Based on Equivalent Circuit Model and Data-Driven Model Fusion

Liang Jin, SuZhen Liu, Luhang Yuan, Zhicheng Xu et al.
Energies
Advanced Battery Technologies Research
article

Joint State-of-Charge and State-of-Health Estimation Method Based on Equivalent Circuit Model and Data-Driven Model Fusion

Liang Jin, SuZhen Liu, Luhang Yuan, Zhicheng Xu, Yuting Cui
article en

Abstract

State-of-charge (SOC) and state-of-health (SOH) of lithium-ion batteries are critical parameters in battery management systems, directly impacting the driving range, performance stability, and safety of electric vehicles. To improve the accuracy and stability of SOC and SOH estimation simultaneously, this paper proposes a joint estimation method with constant-current bias compensation. First, based on a second-order RC equivalent circuit model, a constant-current bias compensation term is introduced into the Kalman filter framework. The estimation accuracy and robustness of SOC are validated under multiple operating conditions and noise levels. Then, a model integrating Transformer and gated recurrent unit is constructed. The fata morgana algorithm (FATA) is adopted for hyperparameter optimization. Ablation studies and multi-model comparative experiments are conducted to verify the model’s accuracy. Finally, capacity correction is performed using SOH results. By combining current bias compensation and precise temporal features extracted from aging data, joint estimation of SOC and SOH is achieved. Results show that after introducing current bias compensation and aging-based capacity correction, the accumulated SOC estimation error is reduced by more than 10%, while SOH estimation achieves a MAPE below 0.90% and an RMSPE below 1.10%. The proposed joint method is thus verified to be accurate and practical.

EnergiesVol. 19(6)
Hebei University of Technology (CN)
Openalex Percentile: Top 13%
Advanced Battery Technologies Research
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