Domain-Invariant Fault Representation Learning for Rotating Machinery via Causal Excitation and Conditional Alignment

To address the problem of fault diagnosis for rotating machinery under complex operating conditions in real industrial systems, most existing domain generalization methods fail to sufficiently consider inter-class feature structures when learning domain-invariant representations. This limitation often leads to degraded diagnostic performance in cross-domain scenarios, particularly under class imbalance or significant operating condition variations. Moreover, existing feature extraction networks specifically designed for rotating machinery are often inadequate for fault diagnosis tasks under variable operating conditions. To overcome these challenges, this paper proposes a domain-invariant fault feature representation learning framework for multi-source domain generalization. Specifically, we design a mechanism-aware multi-branch feature extraction network inspired by excitation–modulation mechanisms of fault generation, which captures fault-sensitive characteristics from both time-domain and frequency-domain perspectives. In addition, a class-conditional feature alignment strategy based on ICM (Independent Causal Mechanism) mixing is introduced to enhance cross-domain consistency. Through feature structure regularization, discriminative information across categories is effectively preserved under domain shifts. Extensive experimental results demonstrate that the proposed method significantly improves diagnostic performance and generalization ability on the CWRU bearing dataset as well as the HUST bearing and gearbox datasets. Notably, when the number of source domains increases, the proposed framework exhibits superior training efficiency.

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Publication Details

Journal
Electronics
Published
2026-03-17
DOI
https://doi.org/10.3390/electronics15061252
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
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article

Domain-Invariant Fault Representation Learning for Rotating Machinery via Causal Excitation and Conditional Alignment

Wenjie Zhou, Quan Zhou, Jie Zhang
Electronics
Machine Fault Diagnosis Techniques
article

Domain-Invariant Fault Representation Learning for Rotating Machinery via Causal Excitation and Conditional Alignment

Wenjie Zhou, Quan Zhou, Jie Zhang
article en

Abstract

To address the problem of fault diagnosis for rotating machinery under complex operating conditions in real industrial systems, most existing domain generalization methods fail to sufficiently consider inter-class feature structures when learning domain-invariant representations. This limitation often leads to degraded diagnostic performance in cross-domain scenarios, particularly under class imbalance or significant operating condition variations. Moreover, existing feature extraction networks specifically designed for rotating machinery are often inadequate for fault diagnosis tasks under variable operating conditions. To overcome these challenges, this paper proposes a domain-invariant fault feature representation learning framework for multi-source domain generalization. Specifically, we design a mechanism-aware multi-branch feature extraction network inspired by excitation–modulation mechanisms of fault generation, which captures fault-sensitive characteristics from both time-domain and frequency-domain perspectives. In addition, a class-conditional feature alignment strategy based on ICM (Independent Causal Mechanism) mixing is introduced to enhance cross-domain consistency. Through feature structure regularization, discriminative information across categories is effectively preserved under domain shifts. Extensive experimental results demonstrate that the proposed method significantly improves diagnostic performance and generalization ability on the CWRU bearing dataset as well as the HUST bearing and gearbox datasets. Notably, when the number of source domains increases, the proposed framework exhibits superior training efficiency.

ElectronicsVol. 15(6)
Chongqing University (CN), State Grid Corporation of China (China) (CN), The First People's Hospital of Xiaoshan District, Hangzhou (CN)
Reduced inequalities
Openalex Percentile: Top 19%
Machine Fault Diagnosis Techniques
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