Surface Deformation Monitoring and Analysis of the Bayan Obo Rare Earth Mining Area Using Dual-Ascending SBAS-InSAR Data Fusion

The Bayan Obo Mining District, recognized as the largest rare-earth resource base worldwide, has experienced significant surface instability due to intensive mining and large-scale dumping activities. To address the challenges posed by complex geological conditions and mining-induced disturbances, this study employs dual-ascending Sentinel-1A C-band Synthetic Aperture Radar (SAR) datasets (Path 11 and Path 113) and applies the Small Baseline Subset Interferometric Synthetic Aperture Radar (SBAS-InSAR) technique to retrieve time-series deformation along the line-of-sight (LOS) direction for each track. Through temporal normalization and spatial matching, paired LOS observations from the two tracks were established. Based on the SAR observation geometry and under the assumption that the north–south component is negligible, a LOS projection model was constructed and a geometric decomposition was performed to derive the east–west and vertical two-dimensional deformation fields. The results indicate that the study area is generally stable, while significant subsidence occurs in the northern pit and adjacent waste-dump zones, with local maximum rates approaching 50 mm/year, predominantly controlled by the vertical component. The two-dimensional deformation analysis reveals that vertical displacement dominates surface motion, whereas east–west movement shows smaller amplitudes but clear directional concentration. In particular, the east–west slopes exhibit slightly higher velocities, suggesting a lateral adjustment tendency along this direction, likely related to the overall east–west geometric configuration of the open-pit and waste-dump areas. Time-series observations further reveal that precipitation-related surface deformation occurs with an approximate two-month delay, reflecting the hydrological–mechanical coupling processes of rainfall infiltration, pore-water pressure propagation, and dump-material consolidation. Overall, this study reveals the multi-dimensional deformation characteristics and precipitation-driven stage-wise response of the mining area, demonstrating the effectiveness of the dual-ascending SBAS-InSAR for two-dimensional deformation monitoring in highly disturbed environments, and providing a scientific basis for surface stability assessment and geohazard prevention.

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Publication Details

Journal
Geosciences
Published
2026-03-16
DOI
https://doi.org/10.3390/geosciences16030121
Primary Topic
Synthetic Aperture Radar (SAR) Applications and Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

Surface Deformation Monitoring and Analysis of the Bayan Obo Rare Earth Mining Area Using Dual-Ascending SBAS-InSAR Data Fusion

Lin Li, Shiyong Yan, H. Ma, Yanliu Ding et al.
Geosciences
Synthetic Aperture Radar (SAR) Applications and Techniques
article

Surface Deformation Monitoring and Analysis of the Bayan Obo Rare Earth Mining Area Using Dual-Ascending SBAS-InSAR Data Fusion

Lin Li, Shiyong Yan, H. Ma, Yanliu Ding, Jing Tian, Xixi Liu
article en

Abstract

The Bayan Obo Mining District, recognized as the largest rare-earth resource base worldwide, has experienced significant surface instability due to intensive mining and large-scale dumping activities. To address the challenges posed by complex geological conditions and mining-induced disturbances, this study employs dual-ascending Sentinel-1A C-band Synthetic Aperture Radar (SAR) datasets (Path 11 and Path 113) and applies the Small Baseline Subset Interferometric Synthetic Aperture Radar (SBAS-InSAR) technique to retrieve time-series deformation along the line-of-sight (LOS) direction for each track. Through temporal normalization and spatial matching, paired LOS observations from the two tracks were established. Based on the SAR observation geometry and under the assumption that the north–south component is negligible, a LOS projection model was constructed and a geometric decomposition was performed to derive the east–west and vertical two-dimensional deformation fields. The results indicate that the study area is generally stable, while significant subsidence occurs in the northern pit and adjacent waste-dump zones, with local maximum rates approaching 50 mm/year, predominantly controlled by the vertical component. The two-dimensional deformation analysis reveals that vertical displacement dominates surface motion, whereas east–west movement shows smaller amplitudes but clear directional concentration. In particular, the east–west slopes exhibit slightly higher velocities, suggesting a lateral adjustment tendency along this direction, likely related to the overall east–west geometric configuration of the open-pit and waste-dump areas. Time-series observations further reveal that precipitation-related surface deformation occurs with an approximate two-month delay, reflecting the hydrological–mechanical coupling processes of rainfall infiltration, pore-water pressure propagation, and dump-material consolidation. Overall, this study reveals the multi-dimensional deformation characteristics and precipitation-driven stage-wise response of the mining area, demonstrating the effectiveness of the dual-ascending SBAS-InSAR for two-dimensional deformation monitoring in highly disturbed environments, and providing a scientific basis for surface stability assessment and geohazard prevention.

GeosciencesVol. 16(3)
Nanjing University of Information Science and Technology (CN), China University of Mining and Technology (CN), Henan University of Technology (CN)
National Natural Science Foundation of China, Henan University of Technology, Henan University
Openalex Percentile: Top 18%
Synthetic Aperture Radar (SAR) Applications and Techniques
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