Integrating Lean-Informed Continuous Improvement with Participatory Groundwater Governance: A PDCA Maturity Framework
Groundwater management increasingly relies on participatory governance, yet most existing participatory frameworks lack mechanisms for iterative learning and continuous improvement and further lack structured operational indicators, systematic monitoring–feedback integration, and institutionalized mechanisms that embed participation within measurable governance cycles rather than treating it as a one-time procedural input. Conversely, Lean thinking, particularly the Plan–Do–Check–Act (PDCA)-based continuous improvement principles, offers systematic methods for feedback and adaptation, but remains underexplored in environmental governance contexts. This paper bridges these traditions by conceptualizing participatory groundwater governance as a continuous improvement system, thus aligning community participation with PDCA logic in order to enhance adaptive management and sustainability outcomes. This study introduces a novel conceptual synthesis that integrates Lean management principles into participatory groundwater governance. In the current research, a methodological framework is proposed for integrating Lean thinking, particularly the Plan–Do–Check–Act cycle, with participatory groundwater governance, thus producing a Lean–participatory groundwater governance (Lean–PGG) framework. To conceptualize the framework, a set of eight rubric-based indicators was developed from a literature matrix of 54 peer-reviewed case studies selected through predefined inclusion criteria and multi-stage screening procedures, in order to evaluate participation, governance readiness, tool application, data use, monitoring, learning, and institutionalization. Each variable indicator was then scored on a three-point scale and categorized into the PDCA maturity levels The findings suggest a consistent heuristic trend across cases, characterized by comparatively stronger performance in the planning and implementation stages. A clear majority of studies scored in the moderate-to-high range (≥2.5/3) for the Plan and Do dimensions, whereas only a limited proportion demonstrated structured Check mechanisms and fewer still exhibited institutionalized Act processes. This asymmetry indicates persistent gaps in the consolidation of evaluation and feedback within participatory groundwater governance systems. This Lean–PGG framework thus demonstrates how continuous improvement mechanisms, i.e., feedback loops, reflection, and adaptive standardization, can strengthen participatory groundwater governance. The proposed framework offers a replicable and practical model for integrating continuous improvement into environmental and groundwater governance, fostering adaptive management, resource efficiency, and sustainability outcomes.
Authors
- A. Sreekumaran Nair (ORCID: https://orcid.org/0000-0001-9258-8566)
- Deepa Indira Nair
- Geena Prasad
Institutions
- Swinburne University of Technology (AU)
- Amrita Vishwa Vidyapeetham (IN)
Publication Details
- Journal
- Water
- Published
- 2026-03-12
- DOI
- https://doi.org/10.3390/w18060666
- Primary Topic
- Environmental and Social Impact Assessments
- Type
- article
- Field-Weighted Citation Impact
- 0.00