Leakage-Aware Federated Learning for ICU Sepsis Early Warning: Fixed Alert-Rate Evaluation on PhysioNet/CinC 2019 and MIMIC-IV

Sepsis early warning is hindered by data silos, temporal leakage, and threshold choices that obscure operational performance. We present a leakage-aware federated-learning evaluation pipeline that enforces group/temporal separation and compares models at a fixed alert workload. Stage-1 benchmarks local, FedAvg, and FedProx LSTM/Transformer models on PhysioNet/CinC 2019 using the official A/B partitions in bidirectional cross-hospital evaluation (A→B/B→A) after removing ICULOS. Stage-2 constructs a Sepsis-3-aligned MIMIC-IV task using full SOFA-component features and simulated clients to emulate institutional heterogeneity. Federated training improves out-of-hospital generalization for LSTM models on PhysioNet, whereas Transformer models remain robust across 3–12 h horizons. On MIMIC-IV, fixed alert-rate evaluation (α = 5%) clarifies workload–timeliness trade-offs, and centralized XGBoost achieves the strongest stay-level detection with clinically meaningful lead times. Supplementary privacy and security stress tests further contextualize residual deployment risks. Overall, leakage control and workload-matched evaluation are essential for trustworthy, operationally actionable sepsis early warning.

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Publication Details

Journal
Applied Sciences
Published
2026-03-12
DOI
https://doi.org/10.3390/app16062735
Primary Topic
Sepsis Diagnosis and Treatment
Type
article
Field-Weighted Citation Impact
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article

Leakage-Aware Federated Learning for ICU Sepsis Early Warning: Fixed Alert-Rate Evaluation on PhysioNet/CinC 2019 and MIMIC-IV

Hongchul Lee, Hyejin Jin
Applied Sciences
Sepsis Diagnosis and Treatment
article

Leakage-Aware Federated Learning for ICU Sepsis Early Warning: Fixed Alert-Rate Evaluation on PhysioNet/CinC 2019 and MIMIC-IV

Hongchul Lee, Hyejin Jin
article en

Abstract

Sepsis early warning is hindered by data silos, temporal leakage, and threshold choices that obscure operational performance. We present a leakage-aware federated-learning evaluation pipeline that enforces group/temporal separation and compares models at a fixed alert workload. Stage-1 benchmarks local, FedAvg, and FedProx LSTM/Transformer models on PhysioNet/CinC 2019 using the official A/B partitions in bidirectional cross-hospital evaluation (A→B/B→A) after removing ICULOS. Stage-2 constructs a Sepsis-3-aligned MIMIC-IV task using full SOFA-component features and simulated clients to emulate institutional heterogeneity. Federated training improves out-of-hospital generalization for LSTM models on PhysioNet, whereas Transformer models remain robust across 3–12 h horizons. On MIMIC-IV, fixed alert-rate evaluation (α = 5%) clarifies workload–timeliness trade-offs, and centralized XGBoost achieves the strongest stay-level detection with clinically meaningful lead times. Supplementary privacy and security stress tests further contextualize residual deployment risks. Overall, leakage control and workload-matched evaluation are essential for trustworthy, operationally actionable sepsis early warning.

Applied SciencesVol. 16(6)
Kookmin University (KR), Korea University (JP)
Partnerships for the goals
Openalex Percentile: Top 27%
Sepsis Diagnosis and Treatment
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