2D and 3D Stability Analysis of Rectangular Tunnel Roof Based on Tensile Cut-Off Criterion

Tunnel roof is subjected to a complex tension-shear stress state after excavation. A tensile cut-off strength criterion is introduced in this study and combined with the upper bound limit analysis method to investigate the stability of a rectangular tunnel roof. First, the expression for the internal energy dissipation rate is derived for the circular cut-off segment of the failure criterion. Power functionals Φ are established for both two-dimensional and three-dimensional rotational collapse mechanisms. The analytical equations for the failure surface are obtained using the variational method. The strength reduction method that incorporates the cut-off criterion is proposed to quantify roof stability. The investigation into the morphology of the collapsing block indicates that the supporting pressure and the reduction coefficient ξ have a significant influence on the collapse shape of the tunnel, suggesting that attention should be paid to the suspension effect of the tunnel roof on stability. The range of the collapsing block under three-dimensional conditions is found to be larger than that under two-dimensional conditions. Parametric influences on the safety factor are examined. Finally, dimensionless design charts for the critical reinforcement pressure are provided for practical tunnel support design.

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Publication Details

Journal
Buildings
Published
2026-03-12
DOI
https://doi.org/10.3390/buildings16061132
Primary Topic
Geotechnical Engineering and Analysis
Type
article
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article

2D and 3D Stability Analysis of Rectangular Tunnel Roof Based on Tensile Cut-Off Criterion

GuiHua Long, Yuan Li, Chaoqun Hou, Long Xia et al.
Buildings
Geotechnical Engineering and Analysis
article

2D and 3D Stability Analysis of Rectangular Tunnel Roof Based on Tensile Cut-Off Criterion

GuiHua Long, Yuan Li, Chaoqun Hou, Long Xia, Wenqian Cai, De Zhou
article en

Abstract

Tunnel roof is subjected to a complex tension-shear stress state after excavation. A tensile cut-off strength criterion is introduced in this study and combined with the upper bound limit analysis method to investigate the stability of a rectangular tunnel roof. First, the expression for the internal energy dissipation rate is derived for the circular cut-off segment of the failure criterion. Power functionals Φ are established for both two-dimensional and three-dimensional rotational collapse mechanisms. The analytical equations for the failure surface are obtained using the variational method. The strength reduction method that incorporates the cut-off criterion is proposed to quantify roof stability. The investigation into the morphology of the collapsing block indicates that the supporting pressure and the reduction coefficient ξ have a significant influence on the collapse shape of the tunnel, suggesting that attention should be paid to the suspension effect of the tunnel roof on stability. The range of the collapsing block under three-dimensional conditions is found to be larger than that under two-dimensional conditions. Parametric influences on the safety factor are examined. Finally, dimensionless design charts for the critical reinforcement pressure are provided for practical tunnel support design.

BuildingsVol. 16(6)
Central South University (CN), Hefei University of Technology (CN), Shenzhen Municipal People's Government (CN)
Affordable and clean energy
Openalex Percentile: Top 35%
Geotechnical Engineering and Analysis
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