Late Miocene Warming in the Tropics Based on Planktonic Foraminiferal Assemblages

The Late Miocene is known as a period of long-term Cenozoic global cooling and decreasing concentrations of atmospheric CO2. The conditions provide the opportunity to assess the Earth’s climate sensitivity in altering internal and external drivers in a warmer world with similarity to the modern continental configuration. However, relative warmer Sea Surface Temperature (SST), a deepened thermocline, and reduced upwelling may have occurred in the tropics during the Late Miocene global cooling. Here, we present foraminiferal biostratigraphy data from the Middle Miocene–Pliocene succession in the Halang Formation in the Banyumas Basin in Indonesia. An increase in the planktonic foraminifera Trilobatus trilobus and Orbulina universa during the Late Miocene in the Indian Ocean indicates relative surface temperature warming and reduced productivity inferred from assemblage shifts. Reduced productivity was caused by decreasing upwelling intensity during the Late Miocene based on Globigerinella obesa assemblages. Reduced upwelling in the south of Java is supported by elevated numbers of surface/mixed-layer species (i.e., Trilobatus sacculifer and Trilobatus immaturus). We suppose the distribution of enhanced upper-layer stratification in the eastern Indian Ocean was not only driven by oceanic forcing but was also transferred intensively into the Indian Ocean by atmospheric forcing of strengthening equatorial trade winds. Changes in the Walker circulation controlled a reduction in upwelling over the eastern tropical Indian Ocean and a deeper thermocline during the cooling climate in the Late Miocene.