Tunnel Design in Rock Masses Under Uncertainty With Reliability Constraints and Natural Gradient Boosting‐Based Surrogates

ABSTRACT This study develops a reliability‐based framework for predicting and optimizing tunnel stability in rock masses under surcharge loading while explicitly accounting for both aleatory and epistemic uncertainties. A unified dataset for twin circular and square tunnels is generated using Adaptive Finite Element Limit Analysis under the generalized Hoek–Brown criterion. The results demonstrate that probabilistic predictions obtained using Natural Gradient Boosting provide accurate stability estimates together with well‐calibrated uncertainty bounds, consistently outperforming multiple baseline machine‐learning models. Validation against more than 300 independent Optum G2 simulations confirms strong agreement with numerical benchmarks. A dedicated uncertainty decomposition analysis further shows that neglecting either input uncertainty or model uncertainty can lead to misleading and potentially unsafe reliability estimates, underscoring the necessity of joint uncertainty propagation. Overall, the proposed framework enables robust, uncertainty‐aware tunnel design under reliability constraints and provides a practical decision‐support tool for rock engineering applications.

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Publication Details

Journal
International Journal for Numerical and Analytical Methods in Geomechanics
Published
2026-03-09
DOI
https://doi.org/10.1002/nag.70285
Primary Topic
Geotechnical Engineering and Analysis
Type
article
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article

Tunnel Design in Rock Masses Under Uncertainty With Reliability Constraints and Natural Gradient Boosting‐Based Surrogates

Hung‐Thinh Pham‐Tran, Duy Ly‐Khuong, Tan Nguyen, Tuan A. Pham et al.
International Journal for Numerical and Analytical Methods in Geomechanics
Geotechnical Engineering and Analysis
article

Tunnel Design in Rock Masses Under Uncertainty With Reliability Constraints and Natural Gradient Boosting‐Based Surrogates

Hung‐Thinh Pham‐Tran, Duy Ly‐Khuong, Tan Nguyen, Tuan A. Pham, Tran Vu‐Hoang
article en

Abstract

ABSTRACT This study develops a reliability‐based framework for predicting and optimizing tunnel stability in rock masses under surcharge loading while explicitly accounting for both aleatory and epistemic uncertainties. A unified dataset for twin circular and square tunnels is generated using Adaptive Finite Element Limit Analysis under the generalized Hoek–Brown criterion. The results demonstrate that probabilistic predictions obtained using Natural Gradient Boosting provide accurate stability estimates together with well‐calibrated uncertainty bounds, consistently outperforming multiple baseline machine‐learning models. Validation against more than 300 independent Optum G2 simulations confirms strong agreement with numerical benchmarks. A dedicated uncertainty decomposition analysis further shows that neglecting either input uncertainty or model uncertainty can lead to misleading and potentially unsafe reliability estimates, underscoring the necessity of joint uncertainty propagation. Overall, the proposed framework enables robust, uncertainty‐aware tunnel design under reliability constraints and provides a practical decision‐support tool for rock engineering applications.

International Journal for Numerical and Analytical Methods in Geomechanics
Ton Duc Thang University (VN), Van Lang University (VN), Institute for Computational Science and Technology (VN), KTH Royal Institute of Technology (SE)
Openalex Percentile: Top 43%
Geotechnical Engineering and Analysis
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Tunnel Design in Rock Masses Under Uncertainty With Reliability Constraints and Natural Gradient Boosting‐Based Surrogates — Hung‐Thinh Pham‐Tran, Duy Ly‐Khuong, et al. · International Journal for Numerical and Analytical Methods in Geomechanics (2026) | TGRS Research Map | TGRS