ESO-Enhanced Actor–Critic Reinforcement Learning-Optimised Trajectory Tracking Control for 3-DOF Marine Vessels

This paper develops an extended-state-observer (ESO)-enhanced actor–critic reinforcement learning (RL) scheme for the trajectory tracking control of 3-DOF marine vessels subject to uncertain hydrodynamics and environmental disturbances. A coordinate-consistent error construction is provided to obtain an exact strict-feedback second-order uncertain template. On this basis, an Hamilton–Jacobi–Bellman (HJB)-inspired optimised control structure is implemented: the critic approximates the optimal value-gradient and the actor generates the optimised control law. A key simplification is employed: rather than minimising the squared Bellman residual via complex gradients, we introduce an HJB-inspired actor–critic consistency regularisation through a weight-matching coupling. This yields computationally light online update laws and enables transparent Lyapunov-based stability analysis while not claiming exact HJB satisfaction or policy optimality. The ESO estimates lumped uncertainty and provides feedforward compensation, so the RL module learns only the observer residual. A composite Lyapunov analysis establishes the semi-global uniform ultimate boundedness of tracking errors and boundedness of all observer signals. Practical implementation with thruster allocation, explicit wind–wave–current disturbance shaping filters, and a theory-aligned ablation protocol are provided for reproducibility.

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Publication Details

Journal
Mathematics
Published
2026-03-04
DOI
https://doi.org/10.3390/math14050867
Primary Topic
Adaptive Dynamic Programming Control
Type
article
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article

ESO-Enhanced Actor–Critic Reinforcement Learning-Optimised Trajectory Tracking Control for 3-DOF Marine Vessels

Jie Li, Xiaoling Liang
Mathematics
Adaptive Dynamic Programming Control
article

ESO-Enhanced Actor–Critic Reinforcement Learning-Optimised Trajectory Tracking Control for 3-DOF Marine Vessels

Jie Li, Xiaoling Liang
article en

Abstract

This paper develops an extended-state-observer (ESO)-enhanced actor–critic reinforcement learning (RL) scheme for the trajectory tracking control of 3-DOF marine vessels subject to uncertain hydrodynamics and environmental disturbances. A coordinate-consistent error construction is provided to obtain an exact strict-feedback second-order uncertain template. On this basis, an Hamilton–Jacobi–Bellman (HJB)-inspired optimised control structure is implemented: the critic approximates the optimal value-gradient and the actor generates the optimised control law. A key simplification is employed: rather than minimising the squared Bellman residual via complex gradients, we introduce an HJB-inspired actor–critic consistency regularisation through a weight-matching coupling. This yields computationally light online update laws and enables transparent Lyapunov-based stability analysis while not claiming exact HJB satisfaction or policy optimality. The ESO estimates lumped uncertainty and provides feedforward compensation, so the RL module learns only the observer residual. A composite Lyapunov analysis establishes the semi-global uniform ultimate boundedness of tracking errors and boundedness of all observer signals. Practical implementation with thruster allocation, explicit wind–wave–current disturbance shaping filters, and a theory-aligned ablation protocol are provided for reproducibility.

MathematicsVol. 14(5)
Hong Kong Polytechnic University (HK), Dalian Maritime University (CN)
Life below water
Openalex Percentile: Top 32%
Adaptive Dynamic Programming Control
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