PhysGMM-MoE: A Physics-Aware GMM-Mixture-of-Experts Framework for Small-Sample Engine Fault Classification

Accurate engine fault classification with limited labeled data is critical for the safety and reliability of rotating machinery. This task is challenging because operating regimes are time-varying, and key variables must satisfy physical constraints, under which traditional feature classifier pipelines degrade and deep networks tend to overfit. We propose PhysGMM-MoE, a physics-aware Gaussian Mixture Model (GMM)-Mixture-of-Experts (MoE) framework for small-sample engine fault classification. At the data level, PhysGMM-MoE fits class-conditional, regime-aware GMMs and performs physically constrained, distance-based quality control to selectively augment minority classes while preserving engine operating semantics. At the model level, a heterogeneous pool of lightweight statistical experts and a lightweight Transformer-based deep expert (ECFT-Transformer) capture complementary neighborhood cues and high order multi-sensor correlations, and an L2-regularized logistic regression meta-learner fuses expert outputs via stacking. We evaluate fault classification on the 3500-DEFault diesel-engine dataset using the adopted eight-class cylinder-fault labeling (H, F1–F7) built from in-cylinder pressure statistics and torsional-vibration harmonics; although severity levels exist in the dataset, this study focuses on classification rather than severity estimation. With 40 training samples per class, PhysGMM-MoE achieves a mean accuracy of 0.9875, exceeding SMOTE+XGBoost by 0.0086, and attains the best macro precision/recall/F1 of 0.9878/0.9826/0.9889, demonstrating strong performance under the adopted small-sample setting.

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Publication Details

Journal
Applied Sciences
Published
2026-03-02
DOI
https://doi.org/10.3390/app16052417
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

PhysGMM-MoE: A Physics-Aware GMM-Mixture-of-Experts Framework for Small-Sample Engine Fault Classification

Xipu Chen, Yuxuan Wang, Hongwei Wang, Qingang Xu
Applied Sciences
Machine Fault Diagnosis Techniques
article

PhysGMM-MoE: A Physics-Aware GMM-Mixture-of-Experts Framework for Small-Sample Engine Fault Classification

Xipu Chen, Yuxuan Wang, Hongwei Wang, Qingang Xu
article en

Abstract

Accurate engine fault classification with limited labeled data is critical for the safety and reliability of rotating machinery. This task is challenging because operating regimes are time-varying, and key variables must satisfy physical constraints, under which traditional feature classifier pipelines degrade and deep networks tend to overfit. We propose PhysGMM-MoE, a physics-aware Gaussian Mixture Model (GMM)-Mixture-of-Experts (MoE) framework for small-sample engine fault classification. At the data level, PhysGMM-MoE fits class-conditional, regime-aware GMMs and performs physically constrained, distance-based quality control to selectively augment minority classes while preserving engine operating semantics. At the model level, a heterogeneous pool of lightweight statistical experts and a lightweight Transformer-based deep expert (ECFT-Transformer) capture complementary neighborhood cues and high order multi-sensor correlations, and an L2-regularized logistic regression meta-learner fuses expert outputs via stacking. We evaluate fault classification on the 3500-DEFault diesel-engine dataset using the adopted eight-class cylinder-fault labeling (H, F1–F7) built from in-cylinder pressure statistics and torsional-vibration harmonics; although severity levels exist in the dataset, this study focuses on classification rather than severity estimation. With 40 training samples per class, PhysGMM-MoE achieves a mean accuracy of 0.9875, exceeding SMOTE+XGBoost by 0.0086, and attains the best macro precision/recall/F1 of 0.9878/0.9826/0.9889, demonstrating strong performance under the adopted small-sample setting.

Applied SciencesVol. 16(5)
Xinjiang University (CN)
Natural Science Foundation of Xinjiang
Openalex Percentile: Top 40%
Machine Fault Diagnosis Techniques
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PhysGMM-MoE: A Physics-Aware GMM-Mixture-of-Experts Framework for Small-Sample Engine Fault Classification — Xipu Chen, Yuxuan Wang, et al. · Applied Sciences (2026) | TGRS Research Map | TGRS