Study on the Influence of Lateral Stress on Shear Strength of Hard Rock Using the True Triaxial Multistage Direct Shear Test

The shear strength of rock discontinuities is critical for the stability of deep underground projects. However, its accurate determination is hindered by the discreteness of natural joints and the limitations of conventional direct shear tests, which operate under simplified two-dimensional stress conditions, unlike the true triaxial (σ1 > σ2 > σ3) in situ state. This study introduces and validates a multistage true triaxial direct shear testing method as a practical solution. Through controlled pre-peak unloading, complete failure envelopes were successfully obtained from single specimens of jointed granite and intact marble with minimal strength degradation. The results demonstrate that lateral stress significantly enhances the peak shear strength, characterized by a marked increase in cohesion coupled with a slight decrease in the internal friction angle. For intact marble, increasing the lateral stress from 0 to 20 MPa raised the cohesion by approximately 67% (from 34.9 to 58.4 MPa), while the friction angle decreased from 49.3° to 42.8°. For jointed granite, cohesion showed a more variable but consistently strengthening trend with confinement, accompanied by a minor adjustment in the friction angle. Acoustic emission monitoring confirms that pre-peak unloading confines damage accumulation to microcrack reactivation. From a fracture mechanics perspective, the strength enhancement is attributed to the suppression of tensile crack propagation and the promotion of shear localization under three-dimensional confinement. Collectively, this work establishes a novel experimental framework and elucidates the mechanism by which lateral stress governs the shear behavior of hard rock, offering direct implications for the design and stability assessment of deep excavations and related geo-engineering projects.