A Federated CLIP Fine-Tuning Method Based on Optimal Transport and Dual Prompt Personalization

The Contrastive Language-Image Pre-training (CLIP) model uses contrastive learning to align image and text representations, and fine-tuning CLIP with federated learning can extend its application to professional fields. However, federated CLIP fine-tuning faces two key challenges: insufficient alignment of fine-grained semantics between vision and text modalities and poor adaptability to non-independent and identically distributed (non-IID) data. This paper proposes the Optimal Transport Dual Prompt Personalization (OTDPP) framework, injects prompt parameters into the deep networks of both visual and text encoders, achieves fine-grained cross-modal alignment through optimal transport, and designs a dual prompt tuning mechanism. The framework splits prompt parameters into a shared global part aggregated by the server and a private local part reserved by clients, and it enables personalized adaptation without updating large backbone encoders. Extensive experiments show that compared with classic prompt tuning baseline methods, OTDPP reduces computational and communication overhead, retains client-specific personalized features, significantly improves model adaptability and performance, and thus demonstrates broad application prospects.

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Publication Details

Journal
Electronics
Published
2026-02-27
DOI
https://doi.org/10.3390/electronics15050972
Primary Topic
Generative Adversarial Networks and Image Synthesis
Type
article
Field-Weighted Citation Impact
0.00

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article

A Federated CLIP Fine-Tuning Method Based on Optimal Transport and Dual Prompt Personalization

Lei Shi, X. Steve Yao, Xu Ding, Yingfei Zhu
Electronics
Generative Adversarial Networks and Image Synthesis
article

A Federated CLIP Fine-Tuning Method Based on Optimal Transport and Dual Prompt Personalization

Lei Shi, X. Steve Yao, Xu Ding, Yingfei Zhu
article en

Abstract

The Contrastive Language-Image Pre-training (CLIP) model uses contrastive learning to align image and text representations, and fine-tuning CLIP with federated learning can extend its application to professional fields. However, federated CLIP fine-tuning faces two key challenges: insufficient alignment of fine-grained semantics between vision and text modalities and poor adaptability to non-independent and identically distributed (non-IID) data. This paper proposes the Optimal Transport Dual Prompt Personalization (OTDPP) framework, injects prompt parameters into the deep networks of both visual and text encoders, achieves fine-grained cross-modal alignment through optimal transport, and designs a dual prompt tuning mechanism. The framework splits prompt parameters into a shared global part aggregated by the server and a private local part reserved by clients, and it enables personalized adaptation without updating large backbone encoders. Extensive experiments show that compared with classic prompt tuning baseline methods, OTDPP reduces computational and communication overhead, retains client-specific personalized features, significantly improves model adaptability and performance, and thus demonstrates broad application prospects.

ElectronicsVol. 15(5)
Hefei University of Technology (CN)
National Natural Science Foundation of China, Natural Science Foundation of Anhui Province
Openalex Percentile: Top 43%
Generative Adversarial Networks and Image Synthesis
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