ESCAPE: An ensemble-based self-calibrated autoencoder with physics-informed estimation of high-resolution soil moisture and surface roughness from ALOS-2/PALSAR-2 polarimetric observations

• Introduces ESCAPE, a self-calibrated, physics-informed ensemble for SAR SM retrieval. • Retrieves soil moisture and roughness from ALOS-2/PALSAR-2 without in situ data. • Embeds Oh2004 and WCM physics to stabilize ill-posed SAR inversion. • Ensemble PINNs reduce uncertainty and filter non-physical solutions. • Validated across Austria, Spain, and Japan without in-situ training labels. Soil moisture (SM) is a key variable governing land–atmosphere interactions and terrestrial hydrological processes. Recent satellite missions provide global SM observations, among which ALOS-2/PALSAR-2 offers full polarimetric L-band SAR measurements at spatial resolutions as fine as 6 m. Retrieving SM from SAR data requires disentangling scattering contributions from vegetation and surface roughness (e.g., root mean square height; H rms ). Conventional approaches typically rely on collocated in-situ measurements of SM and H rms for calibration, but such data are often sparse. In addition, the simultaneous estimation of multiple scattering parameters from limited SAR observables can lead to ill-posed inversion and unstable retrievals. To address these challenges, we propose ESCAPE (Ensemble-based Self-Calibrated Autoencoder with Physics-informed Estimation), a self-calibrating framework that integrates polarimetric ALOS-2/PALSAR-2 observations within a 10-member physics-informed neural network (PINN) ensemble. ESCAPE embeds physically based scattering models into an autoencoder architecture and estimates SM and H rms without using in-situ SM measurements as direct training targets. The ensemble strategy mitigates uncertainty arising from ill-posed physical constraints and gradient-based optimization. Spatial evaluation over Spain and Austria demonstrates robust performance, with a correlation coefficient R = 0.701, an unbiased root mean squared difference (ubRMSD) of 0.089 m 3 m −3 , and a bias of 0.006 m 3 m −3 . Temporal evaluation at an independent site in Japan yields R = 0.568, ubRMSD of 0.06 m 3 m −3 , and a bias of − 0.13 m 3 m −3 . Ensemble analysis further reveals that aggregating multiple PINN realizations improves robustness by reducing the influence of poorly converged members. Compared with conventional approaches trained directly on in-situ data, ESCAPE exhibits improved generalization across heterogeneous environments. These results highlight the potential of ESCAPE as a self-calibrated, satellite-only framework for high-resolution estimation of geophysical parameters, demonstrating the value of combining physical principles with ensemble-based deep learning for SAR remote sensing applications.

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Publication Details

Journal
International Journal of Applied Earth Observation and Geoinformation
Published
2026-02-26
DOI
https://doi.org/10.1016/j.jag.2026.105206
Primary Topic
Soil Moisture and Remote Sensing
Type
article
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article

ESCAPE: An ensemble-based self-calibrated autoencoder with physics-informed estimation of high-resolution soil moisture and surface roughness from ALOS-2/PALSAR-2 polarimetric observations

Christian N. Koyama, Jaehoon Lee, Rogelio Ruzcko Tobias, Jungho Im et al.
International Journal of Applied Earth Observation and Geoinformation
Soil Moisture and Remote Sensing
article

ESCAPE: An ensemble-based self-calibrated autoencoder with physics-informed estimation of high-resolution soil moisture and surface roughness from ALOS-2/PALSAR-2 polarimetric observations

Christian N. Koyama, Jaehoon Lee, Rogelio Ruzcko Tobias, Jungho Im, Haemi Park, Takeo Tadono
article en

Abstract

• Introduces ESCAPE, a self-calibrated, physics-informed ensemble for SAR SM retrieval. • Retrieves soil moisture and roughness from ALOS-2/PALSAR-2 without in situ data. • Embeds Oh2004 and WCM physics to stabilize ill-posed SAR inversion. • Ensemble PINNs reduce uncertainty and filter non-physical solutions. • Validated across Austria, Spain, and Japan without in-situ training labels. Soil moisture (SM) is a key variable governing land–atmosphere interactions and terrestrial hydrological processes. Recent satellite missions provide global SM observations, among which ALOS-2/PALSAR-2 offers full polarimetric L-band SAR measurements at spatial resolutions as fine as 6 m. Retrieving SM from SAR data requires disentangling scattering contributions from vegetation and surface roughness (e.g., root mean square height; H rms ). Conventional approaches typically rely on collocated in-situ measurements of SM and H rms for calibration, but such data are often sparse. In addition, the simultaneous estimation of multiple scattering parameters from limited SAR observables can lead to ill-posed inversion and unstable retrievals. To address these challenges, we propose ESCAPE (Ensemble-based Self-Calibrated Autoencoder with Physics-informed Estimation), a self-calibrating framework that integrates polarimetric ALOS-2/PALSAR-2 observations within a 10-member physics-informed neural network (PINN) ensemble. ESCAPE embeds physically based scattering models into an autoencoder architecture and estimates SM and H rms without using in-situ SM measurements as direct training targets. The ensemble strategy mitigates uncertainty arising from ill-posed physical constraints and gradient-based optimization. Spatial evaluation over Spain and Austria demonstrates robust performance, with a correlation coefficient R = 0.701, an unbiased root mean squared difference (ubRMSD) of 0.089 m 3 m −3 , and a bias of 0.006 m 3 m −3 . Temporal evaluation at an independent site in Japan yields R = 0.568, ubRMSD of 0.06 m 3 m −3 , and a bias of − 0.13 m 3 m −3 . Ensemble analysis further reveals that aggregating multiple PINN realizations improves robustness by reducing the influence of poorly converged members. Compared with conventional approaches trained directly on in-situ data, ESCAPE exhibits improved generalization across heterogeneous environments. These results highlight the potential of ESCAPE as a self-calibrated, satellite-only framework for high-resolution estimation of geophysical parameters, demonstrating the value of combining physical principles with ensemble-based deep learning for SAR remote sensing applications.

International Journal of Applied Earth Observation and GeoinformationVol. 147
Japan Aerospace Exploration Agency (JP), Gwangju Institute of Science and Technology (KR), Sophia University (JP), Ulsan National Institute of Science and Technology (KR)
Life in Land
Openalex Percentile: Top 50%
Soil Moisture and Remote Sensing
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