Research on SoC Estimation of Lithium Batteries Based on LDL-MIAUKF Algorithm

Accurate state-of-charge (SoC) estimation is essential for ensuring the safety, efficiency, and longevity of lithium-ion batteries in electric vehicles and energy storage systems. However, conventional methods such as ampere-hour (AH) integration and the extended Kalman filter (EKF) often suffer from error accumulation, sensitivity to initial conditions, and inadequate handling of strong nonlinearities and time-varying noise. To overcome these limitations, this paper proposes a novel LDL-Decomposition-Based Multi-Innovation Adaptive Unscented Kalman Filter (LDL-MIAUKF) algorithm that integrates three key innovations: (1) multi-innovation theory to exploit historical measurement sequences for enhanced state correction; (2) an adaptive mechanism to dynamically adjust process and observation noise covariances in real time; and (3) LDL decomposition (instead of Cholesky) to guarantee numerical stability and positive definiteness of the covariance matrix during sigma point generation. A second-order RC equivalent circuit model is established for the lithium battery, and its parameters are identified online using the forgetting factor recursive least squares (FFRLS) method under Hybrid Pulse Power Characterization (HPPC) test conditions. The proposed LDL-MIAUKF algorithm is then applied to estimate SoC using real battery data. Experimental results demonstrate that the LDL-MIAUKF achieves a maximum SoC estimation error of less than 1% at 25 °C and effectively tracks the reference SoC with high robustness. Furthermore, the terminal voltage prediction error of the identified model remains within ±0.1 V, confirming model accuracy. These results validate that the proposed LDL-MIAUKF algorithm significantly improves estimation accuracy, stability, and adaptability, making it a promising solution for advanced battery management systems.

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Publication Details

Journal
Eng—Advances in Engineering
Published
2026-02-24
DOI
https://doi.org/10.3390/eng7030100
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

Research on SoC Estimation of Lithium Batteries Based on LDL-MIAUKF Algorithm

Tinglong Pan, Zhihua Xu
Eng—Advances in Engineering
Advanced Battery Technologies Research
article

Research on SoC Estimation of Lithium Batteries Based on LDL-MIAUKF Algorithm

Tinglong Pan, Zhihua Xu
article en

Abstract

Accurate state-of-charge (SoC) estimation is essential for ensuring the safety, efficiency, and longevity of lithium-ion batteries in electric vehicles and energy storage systems. However, conventional methods such as ampere-hour (AH) integration and the extended Kalman filter (EKF) often suffer from error accumulation, sensitivity to initial conditions, and inadequate handling of strong nonlinearities and time-varying noise. To overcome these limitations, this paper proposes a novel LDL-Decomposition-Based Multi-Innovation Adaptive Unscented Kalman Filter (LDL-MIAUKF) algorithm that integrates three key innovations: (1) multi-innovation theory to exploit historical measurement sequences for enhanced state correction; (2) an adaptive mechanism to dynamically adjust process and observation noise covariances in real time; and (3) LDL decomposition (instead of Cholesky) to guarantee numerical stability and positive definiteness of the covariance matrix during sigma point generation. A second-order RC equivalent circuit model is established for the lithium battery, and its parameters are identified online using the forgetting factor recursive least squares (FFRLS) method under Hybrid Pulse Power Characterization (HPPC) test conditions. The proposed LDL-MIAUKF algorithm is then applied to estimate SoC using real battery data. Experimental results demonstrate that the LDL-MIAUKF achieves a maximum SoC estimation error of less than 1% at 25 °C and effectively tracks the reference SoC with high robustness. Furthermore, the terminal voltage prediction error of the identified model remains within ±0.1 V, confirming model accuracy. These results validate that the proposed LDL-MIAUKF algorithm significantly improves estimation accuracy, stability, and adaptability, making it a promising solution for advanced battery management systems.

Eng—Advances in EngineeringVol. 7(3)
Jiangnan University (CN), Yancheng Institute of Technology (CN)
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Industry, innovation and infrastructure
Openalex Percentile: Top 47%
Advanced Battery Technologies Research
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