The Questions That Never Came: How National Judges Use Their Discretion in the Preliminary Ruling Procedure

While domestic judges ultimately decide whether to refer questions to the Court of Justice of the European Union (CJEU), little is known about how the idea to refer is introduced in national litigation or about the decision (not) to refer. The preliminary ruling procedure (PRP) allows the CJEU to safeguard the uniformity of EU law, but that task can be hindered when national courts withhold questions. This article explores how often questions are sent to the CJEU, compared to the decisions not to refer, and to what extent referrals are driven by national judges acting on their own motion, compared to the parties. Despite challenges in accessing such data, an analysis of 728 referred and non-referred cases from all Swedish courts reveals that, although the PRP formally excludes party involvement, it is mostly the parties who raise the issue. However, they often struggle to have their questions referred. Importantly, 42 per cent of the questions sent came from the judges acting on their own initiative, sometimes against the parties’ wishes. Courts with a duty to refer show the highest tendency to request preliminary rulings, likely in part due to their legal obligation. These findings suggest that both judges and parties should be viewed as co-drivers of the PRP, nuancing narratives that emphasise one over the other. Nevertheless, most questions of EU law stay at the national level, adding to the large pool of questions that never reach the CJEU.

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Publication Details

Journal
European journal of empirical legal studies
Published
2026-02-23
DOI
https://doi.org/10.62355/ejels.58229
Primary Topic
European Union Policy and Governance
Type
article
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article

The Questions That Never Came: How National Judges Use Their Discretion in the Preliminary Ruling Procedure

Isak Nilsson
European journal of empirical legal studies
European Union Policy and Governance
article

The Questions That Never Came: How National Judges Use Their Discretion in the Preliminary Ruling Procedure

Isak Nilsson
article en

Abstract

While domestic judges ultimately decide whether to refer questions to the Court of Justice of the European Union (CJEU), little is known about how the idea to refer is introduced in national litigation or about the decision (not) to refer. The preliminary ruling procedure (PRP) allows the CJEU to safeguard the uniformity of EU law, but that task can be hindered when national courts withhold questions. This article explores how often questions are sent to the CJEU, compared to the decisions not to refer, and to what extent referrals are driven by national judges acting on their own motion, compared to the parties. Despite challenges in accessing such data, an analysis of 728 referred and non-referred cases from all Swedish courts reveals that, although the PRP formally excludes party involvement, it is mostly the parties who raise the issue. However, they often struggle to have their questions referred. Importantly, 42 per cent of the questions sent came from the judges acting on their own initiative, sometimes against the parties’ wishes. Courts with a duty to refer show the highest tendency to request preliminary rulings, likely in part due to their legal obligation. These findings suggest that both judges and parties should be viewed as co-drivers of the PRP, nuancing narratives that emphasise one over the other. Nevertheless, most questions of EU law stay at the national level, adding to the large pool of questions that never reach the CJEU.

European journal of empirical legal studiesVol. 3(1)
Umeå University (SE)
Peace, Justice and strong institutions
Openalex Percentile: Top 48%
European Union Policy and Governance
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