Assessing Spring Phenology Models with Photosynthesis Integration: Mechanistic Drivers of the Carbon–Frost Trade-Off

Accurate prediction of spring phenology is critical for understanding ecosystem carbon and water dynamics under changing climates. In this study, we applied a revised optimality-based model (R-OPT) that integrates a mechanistic photosynthesis framework into the existing OPT model to simulate leaf unfolding date. We evaluated R-OPT alongside three widely used models—Growing Degree Days (GDD), Chilling–Forcing Trade-off (CFT), and Optimality-based (OPT) models—across multiple Plant Functional Types (PFTs) and sites using repeated 5-fold cross-validation. Findings reveal that R-OPT consistently outperforms the other models, achieving the lowest median RMSE (13.11 days), indicating enhanced predictive accuracy and explanatory power. Although the model incurs slightly higher complexity (median AIC = 13.44), the improvement in prediction justifies the trade-off. Our results highlight the importance of incorporating plant functional traits and environmental heterogeneity in phenological modeling. PFT-specific differences, such as the lower RMSEs for evergreen forbs and deciduous broadleaf PFTs versus larger uncertainties for drought-deciduous and semi-evergreen PFTs, underscore that current models may insufficiently capture key environmental drivers, including precipitation and partial leaf retention. Latitudinal and elevational variations in trade-off parameter a, and the prominence of leaf-level carbon assimilation traits (Aleaf) as drivers of phenology, demonstrate the critical role of physiological traits in shaping PFT-specific phenological timing. These findings have significant implications for large-scale ecosystem modeling. By linking phenology directly to photosynthetic processes, R-OPT enhances predictive skill and biological interpretability, supporting improved simulations of carbon and water fluxes. Overall, R-OPT offers a mechanistically grounded and robust framework for advancing predictive understanding of spring phenology and its ecological and climate-relevant consequences.

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Publication Details

Journal
Forests
Published
2026-02-23
DOI
https://doi.org/10.3390/f17020287
Primary Topic
Plant Water Relations and Carbon Dynamics
Type
article
Field-Weighted Citation Impact
0.00

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article

Assessing Spring Phenology Models with Photosynthesis Integration: Mechanistic Drivers of the Carbon–Frost Trade-Off

Xiaorong Wang, Qianhan Wu, Yuxuan Wang, Yating Gu
Forests
Plant Water Relations and Carbon Dynamics
article

Assessing Spring Phenology Models with Photosynthesis Integration: Mechanistic Drivers of the Carbon–Frost Trade-Off

Xiaorong Wang, Qianhan Wu, Yuxuan Wang, Yating Gu
article en

Abstract

Accurate prediction of spring phenology is critical for understanding ecosystem carbon and water dynamics under changing climates. In this study, we applied a revised optimality-based model (R-OPT) that integrates a mechanistic photosynthesis framework into the existing OPT model to simulate leaf unfolding date. We evaluated R-OPT alongside three widely used models—Growing Degree Days (GDD), Chilling–Forcing Trade-off (CFT), and Optimality-based (OPT) models—across multiple Plant Functional Types (PFTs) and sites using repeated 5-fold cross-validation. Findings reveal that R-OPT consistently outperforms the other models, achieving the lowest median RMSE (13.11 days), indicating enhanced predictive accuracy and explanatory power. Although the model incurs slightly higher complexity (median AIC = 13.44), the improvement in prediction justifies the trade-off. Our results highlight the importance of incorporating plant functional traits and environmental heterogeneity in phenological modeling. PFT-specific differences, such as the lower RMSEs for evergreen forbs and deciduous broadleaf PFTs versus larger uncertainties for drought-deciduous and semi-evergreen PFTs, underscore that current models may insufficiently capture key environmental drivers, including precipitation and partial leaf retention. Latitudinal and elevational variations in trade-off parameter a, and the prominence of leaf-level carbon assimilation traits (Aleaf) as drivers of phenology, demonstrate the critical role of physiological traits in shaping PFT-specific phenological timing. These findings have significant implications for large-scale ecosystem modeling. By linking phenology directly to photosynthetic processes, R-OPT enhances predictive skill and biological interpretability, supporting improved simulations of carbon and water fluxes. Overall, R-OPT offers a mechanistically grounded and robust framework for advancing predictive understanding of spring phenology and its ecological and climate-relevant consequences.

ForestsVol. 17(2)
Hohai University (CN), NARI Group (China) (CN), University of Hong Kong (HK)
National Natural Science Foundation of China, Government of Jiangsu Province, Basic Research Program of Jiangsu Province, Fundamental Research Funds for the Central Universities
Climate action
Openalex Percentile: Top 62%
Plant Water Relations and Carbon Dynamics
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