Identification Capacity and Rate-Query Tradeoffs in Classification Systems

We study zero-error class identification under constrained observations with three resources: tag rate L (bits per entity), identification cost W (attribute queries), and distortion D (misidentification probability). We prove an information barrier: if the attribute-profile map π is not injective on classes, then attribute-only observation cannot identify class identity with zero error. Let A_π = max_u |{c : π(c)=u}| be collision multiplicity. Any D=0 scheme must satisfy L ≥ log₂(A_π), and this bound is tight. In maximal-barrier domains (A_π = k), the nominal point (L, W, D) = (⌈log₂(k)⌉, O(1), 0) is the unique Pareto-optimal zero-error point. Without tags (L = 0), zero-error identification requires W = Ω(d) queries, where d is the distinguishing dimension (worst case d = n, so W = Ω(n)). Minimal sufficient query sets form the bases of a matroid, making d well-defined and linking the model to zero-error source coding via graph entropy. We also state fixed-axis incompleteness: a fixed observation axis is complete only for axis-measurable properties. Results instantiate to databases, biology, typed software systems, and model registries, and are machine-checked in Lean 4. 14 pages; 296 machine-verified theorem/lemma statements; 6,707 lines of Lean 4 across 14 files; 0 sorry.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-01-07
DOI
https://doi.org/10.5281/zenodo.18728569
Primary Topic
Machine Learning and Algorithms
Type
article
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article

Identification Capacity and Rate-Query Tradeoffs in Classification Systems

Tristan Simas
Zenodo (CERN European Organization for Nuclear Research)
Machine Learning and Algorithms
article

Identification Capacity and Rate-Query Tradeoffs in Classification Systems

Tristan Simas
article en

Abstract

We study zero-error class identification under constrained observations with three resources: tag rate L (bits per entity), identification cost W (attribute queries), and distortion D (misidentification probability). We prove an information barrier: if the attribute-profile map π is not injective on classes, then attribute-only observation cannot identify class identity with zero error. Let A_π = max_u |{c : π(c)=u}| be collision multiplicity. Any D=0 scheme must satisfy L ≥ log₂(A_π), and this bound is tight. In maximal-barrier domains (A_π = k), the nominal point (L, W, D) = (⌈log₂(k)⌉, O(1), 0) is the unique Pareto-optimal zero-error point. Without tags (L = 0), zero-error identification requires W = Ω(d) queries, where d is the distinguishing dimension (worst case d = n, so W = Ω(n)). Minimal sufficient query sets form the bases of a matroid, making d well-defined and linking the model to zero-error source coding via graph entropy. We also state fixed-axis incompleteness: a fixed observation axis is complete only for axis-measurable properties. Results instantiate to databases, biology, typed software systems, and model registries, and are machine-checked in Lean 4. 14 pages; 296 machine-verified theorem/lemma statements; 6,707 lines of Lean 4 across 14 files; 0 sorry.

Zenodo (CERN European Organization for Nuclear Research)
McGill University (CA)
Openalex Percentile: Top 50%
Machine Learning and Algorithms
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