A Simple Approach for Circular Tunnels Excavated in Strain‐Softening and Dilatancy Rock Masses

ABSTRACT This study proposes a simple numerical approach that incorporates rock strain‐softening (SS) and dilatancy into the triple‐shear‐element unified strength criterion (TS‐USC). A parametric analysis is conducted to elucidate rock mass responses. The results demonstrate that the intermediate principal stress (IPS) enhances rock mass stability and limits plastic zone growth. The TS‐USC should be used with caution for tunnel stability evaluation because it may underestimate rock displacements. Dilatancy behaviors notably affect rock displacements but have minimal influence on plastic zone radius, radial stresses, and tangential stresses. Therefore, the dilatancy model needs to be chosen reasonably to achieve an acceptable accuracy level. Rock displacements at the excavation profile and the plastic zone radius increase approximately linearly under different SS behaviors. SS behaviors mainly affect tangential stresses; however, for a fixed SS behavior (i.e., for a given δ ), radial stresses at softening‐residual interface are minimally affected by supporting force. These factors deserve attentions during stability analysis and support system design.

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Publication Details

Journal
International Journal for Numerical and Analytical Methods in Geomechanics
Published
2026-02-19
DOI
https://doi.org/10.1002/nag.70278
Primary Topic
Rock Mechanics and Modeling
Type
article
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article

A Simple Approach for Circular Tunnels Excavated in Strain‐Softening and Dilatancy Rock Masses

Weiling Teng, Yongli Xie, Xiuling Wang, Junling Qiu et al.
International Journal for Numerical and Analytical Methods in Geomechanics
Rock Mechanics and Modeling
article

A Simple Approach for Circular Tunnels Excavated in Strain‐Softening and Dilatancy Rock Masses

Weiling Teng, Yongli Xie, Xiuling Wang, Junling Qiu, Jinxing Lai
article en

Abstract

ABSTRACT This study proposes a simple numerical approach that incorporates rock strain‐softening (SS) and dilatancy into the triple‐shear‐element unified strength criterion (TS‐USC). A parametric analysis is conducted to elucidate rock mass responses. The results demonstrate that the intermediate principal stress (IPS) enhances rock mass stability and limits plastic zone growth. The TS‐USC should be used with caution for tunnel stability evaluation because it may underestimate rock displacements. Dilatancy behaviors notably affect rock displacements but have minimal influence on plastic zone radius, radial stresses, and tangential stresses. Therefore, the dilatancy model needs to be chosen reasonably to achieve an acceptable accuracy level. Rock displacements at the excavation profile and the plastic zone radius increase approximately linearly under different SS behaviors. SS behaviors mainly affect tangential stresses; however, for a fixed SS behavior (i.e., for a given δ ), radial stresses at softening‐residual interface are minimally affected by supporting force. These factors deserve attentions during stability analysis and support system design.

International Journal for Numerical and Analytical Methods in Geomechanics
Chang'an University (CN), Xijing University (CN)
Sustainable cities and communities
Openalex Percentile: Top 50%
Rock Mechanics and Modeling
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A Simple Approach for Circular Tunnels Excavated in Strain‐Softening and Dilatancy Rock Masses — Weiling Teng, Yongli Xie, et al. · International Journal for Numerical and Analytical Methods in Geomechanics (2026) | TGRS Research Map | TGRS