Analysis of Secondary Fracture Law of Roof Strata and Water Inrush Potential in Close-Distance Coal Seam Mining

Close-distance multi-seam mining frequently induces secondary surface deformation and subsidence. Extracting a lower coal seam beneath an existing goaf repeatedly disturbs the overburden, often leading to roof collapse and the expansion of vertical water-conducting fractures that connect the working face to aquifers. Furthermore, the overlying goaf increases the risk of water inrush into active lower workings. This study investigates the mechanisms of strata reactivation and fracturing within an overlying goaf during lower seam extraction at a mine in Northwest China. Using theoretical analysis, numerical simulation, and microseismic monitoring, the research examines the secondary fracture mechanisms of the goaf roof and the resulting water-inrush potential. Research Findings: Strata Instability: Analysis of the key sandstone strata indicates that subsidence (W) of the key rock blocks satisfies 3.17 < W1 = 4.61 m < 18 m for the lower seam and 3.17 m < W2 = 5.31 m < 69.6 m for the 3-1# seam. These values confirm that key rock blocks in the basic roof undergo “reactivated” instability following fracture during lower seam mining. Pressure Relief and Fluid Dynamics: Mining-induced fracture initiation and propagation trigger strata reactivation. As the distance to the center of the goaf decreases, the subsidence of the overburden increases, ultimately resulting in a “trapezoidal” bending deformation pattern. Due to secondary activation, the roof subsidence 30 m above the 221 coal seam increased from 1.89 m to 5.475 m. The layers of high-strength, medium-grained sandstone and siltstone overlying the 317 coal seam and beneath the 221 goaf serve as high-strength material for the overlying rock formations. This suppresses the development of the caving zone and fracture zone, leading to subsidence failing to reach the sum of the heights of the two coal seams (6.8 m) and only reaching a value of 5.475 m. During extraction, the stress field undergoes a distinct evolution: it transitions from an initial “regular triangular” pressure-relief zone into a tripartite “weak–strong–strong” distribution. Furthermore, fluid discharge in the overlapping zone between the 317 working face and the 221 goaf increased sequentially, displaying an “alternating” pattern of peak vector variations as the face advanced. Microseismic Activity: Monitoring within the 300–500 m range identified frequent low-energy events and high-magnitude events (104 J, 105 J). These findings demonstrate that secondary excavation directly impacts the aquifer, creating a significant water-inrush hazard for the active working face.

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Publication Details

Journal
Mining
Published
2026-02-17
DOI
https://doi.org/10.3390/mining6010014
Primary Topic
Rock Mechanics and Modeling
Type
article
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article

Analysis of Secondary Fracture Law of Roof Strata and Water Inrush Potential in Close-Distance Coal Seam Mining

Hui Li, Yun Liu
Mining
Rock Mechanics and Modeling
article

Analysis of Secondary Fracture Law of Roof Strata and Water Inrush Potential in Close-Distance Coal Seam Mining

Hui Li, Yun Liu
article en

Abstract

Close-distance multi-seam mining frequently induces secondary surface deformation and subsidence. Extracting a lower coal seam beneath an existing goaf repeatedly disturbs the overburden, often leading to roof collapse and the expansion of vertical water-conducting fractures that connect the working face to aquifers. Furthermore, the overlying goaf increases the risk of water inrush into active lower workings. This study investigates the mechanisms of strata reactivation and fracturing within an overlying goaf during lower seam extraction at a mine in Northwest China. Using theoretical analysis, numerical simulation, and microseismic monitoring, the research examines the secondary fracture mechanisms of the goaf roof and the resulting water-inrush potential. Research Findings: Strata Instability: Analysis of the key sandstone strata indicates that subsidence (W) of the key rock blocks satisfies 3.17 < W1 = 4.61 m < 18 m for the lower seam and 3.17 m < W2 = 5.31 m < 69.6 m for the 3-1# seam. These values confirm that key rock blocks in the basic roof undergo “reactivated” instability following fracture during lower seam mining. Pressure Relief and Fluid Dynamics: Mining-induced fracture initiation and propagation trigger strata reactivation. As the distance to the center of the goaf decreases, the subsidence of the overburden increases, ultimately resulting in a “trapezoidal” bending deformation pattern. Due to secondary activation, the roof subsidence 30 m above the 221 coal seam increased from 1.89 m to 5.475 m. The layers of high-strength, medium-grained sandstone and siltstone overlying the 317 coal seam and beneath the 221 goaf serve as high-strength material for the overlying rock formations. This suppresses the development of the caving zone and fracture zone, leading to subsidence failing to reach the sum of the heights of the two coal seams (6.8 m) and only reaching a value of 5.475 m. During extraction, the stress field undergoes a distinct evolution: it transitions from an initial “regular triangular” pressure-relief zone into a tripartite “weak–strong–strong” distribution. Furthermore, fluid discharge in the overlapping zone between the 317 working face and the 221 goaf increased sequentially, displaying an “alternating” pattern of peak vector variations as the face advanced. Microseismic Activity: Monitoring within the 300–500 m range identified frequent low-energy events and high-magnitude events (104 J, 105 J). These findings demonstrate that secondary excavation directly impacts the aquifer, creating a significant water-inrush hazard for the active working face.

MiningVol. 6(1)
Taiyuan University of Technology (CN)
Life below water
Openalex Percentile: Top 51%
Rock Mechanics and Modeling
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