Accurate characterization of mix plastic waste using ATR-FTIR spectroscopy and machine learning methods

The global proliferation of plastic waste presents significant environmental challenges, with effective sorting of complex waste streams being a critical bottleneck for recycling. Conventional sorting methods struggle with dark-colored plastics, a major limitation for near-infrared (NIR) systems, and require costly pre-cleaning of contaminated items. This study develops a robust methodology using Attenuated Total Reflectance-Fourier Transform Infrared (ATR-FTIR) spectroscopy combined with optimized machine learning to overcome these key limitations. Two models were established. Model 1 focused on the high-accuracy identification of 10 common plastic types, demonstrating 97.1% accuracy on an independent test set that included challenging dark and black samples. Model 2 addresses the pivotal challenge of identifying oil-contaminated plastics without any physical pre-cleaning. It innovatively employs Independent Component Analysis (ICA) for spectral unmixing, successfully separating the plastic's signal from the oil contaminant's. The extracted plastic spectra were then processed through an optimized workflow, achieving a remarkable accuracy of 92.5%. These results demonstrate that ATR-FTIR, empowered by advanced chemometric strategies like ICA and optimized machine learning, provides a powerful, non-destructive solution for sorting diverse and complex plastic waste. This work pioneers a viable pathway for the direct, algorithm-driven characterization of contaminated plastics, offering a promising approach to enhance the automation and efficiency of plastic recycling systems.

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Publication Details

Journal
PLoS ONE
Published
2026-02-13
DOI
https://doi.org/10.1371/journal.pone.0342178
Primary Topic
Spectroscopy and Chemometric Analyses
Type
article
Field-Weighted Citation Impact
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article

Accurate characterization of mix plastic waste using ATR-FTIR spectroscopy and machine learning methods

Yufeng Xie, Hengxuan Shao, Baining Liu, Wanqing Wang et al.
PLoS ONE
Spectroscopy and Chemometric Analyses
article

Accurate characterization of mix plastic waste using ATR-FTIR spectroscopy and machine learning methods

Yufeng Xie, Hengxuan Shao, Baining Liu, Wanqing Wang, Ziang Zhou
article en

Abstract

The global proliferation of plastic waste presents significant environmental challenges, with effective sorting of complex waste streams being a critical bottleneck for recycling. Conventional sorting methods struggle with dark-colored plastics, a major limitation for near-infrared (NIR) systems, and require costly pre-cleaning of contaminated items. This study develops a robust methodology using Attenuated Total Reflectance-Fourier Transform Infrared (ATR-FTIR) spectroscopy combined with optimized machine learning to overcome these key limitations. Two models were established. Model 1 focused on the high-accuracy identification of 10 common plastic types, demonstrating 97.1% accuracy on an independent test set that included challenging dark and black samples. Model 2 addresses the pivotal challenge of identifying oil-contaminated plastics without any physical pre-cleaning. It innovatively employs Independent Component Analysis (ICA) for spectral unmixing, successfully separating the plastic's signal from the oil contaminant's. The extracted plastic spectra were then processed through an optimized workflow, achieving a remarkable accuracy of 92.5%. These results demonstrate that ATR-FTIR, empowered by advanced chemometric strategies like ICA and optimized machine learning, provides a powerful, non-destructive solution for sorting diverse and complex plastic waste. This work pioneers a viable pathway for the direct, algorithm-driven characterization of contaminated plastics, offering a promising approach to enhance the automation and efficiency of plastic recycling systems.

PLoS ONEVol. 21(2)
Beijing Union University (CN)
Openalex Percentile: Top 54%
Spectroscopy and Chemometric Analyses
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