Assessing and managing heat vulnerability in Henan Province, China: An entropy-weighted and random forest framework

Extreme heat poses growing public health challenges, particularly in rapidly urbanizing regions. Assessing heat vulnerability at the county level is crucial for guiding adaptation strategies. A county-level Heat Vulnerability Index (HVI) was developed for Henan Province, China, within the Exposure-Sensitivity-Adaptation (ESA) framework. In China, counties represent the smallest administrative units with consistent socioeconomic and health data, typically covering populations of several hundred thousand residents. Indicator weights were objectively derived using the entropy weight method, and both additive and multiplicative aggregations were compared to evaluate robustness and external validity. Random Forest (RF) models identified dominant drivers, with interpretability provided by aggregated SHAP importance scores. To externally validate the HVI, heatwave-related mortality risks were modeled with distributed lag nonlinear models and meta-analyzed across HVI quartiles to assess trend significance. The HVI revealed pronounced spatial heterogeneity, with high-vulnerability belts concentrated in central and northern Henan. Socioeconomic indicators—including educational attainment, social insurance, and healthcare accessibility—consistently outweighed environmental and demographic factors. Trend analyses of heatwave-related mortality further indicated that the additive HVI demonstrated stronger and more stable associations with heatwave-related mortality. At the dimension level, exposure was driven by heatwave days and built-up intensity, sensitivity by age structure and student ratios, and adaptation by education, economic resources, and social protection. Heat vulnerability in Henan Province is shaped more by socioeconomic inequalities than by environmental exposure alone. The additive HVI better captures cumulative vulnerability effects, offering a robust, interpretable decision-support framework to support regional climate adaptation planning and adaptive environmental management. • Developed a county-level heat vulnerability index using entropy weighting. • Socioeconomic factors outweighed environmental and demographic influences. • Education and healthcare access were main drivers of heat vulnerability. • Additive HVI showed strong predictive validity for heatwave-related deaths.

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Publication Details

Journal
Environmental and Sustainability Indicators
Published
2026-02-13
DOI
https://doi.org/10.1016/j.indic.2026.101169
Primary Topic
Climate Change and Health Impacts
Type
article
Field-Weighted Citation Impact
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article

Assessing and managing heat vulnerability in Henan Province, China: An entropy-weighted and random forest framework

Haohao Liu, Li ShaoFang, Tianfang Xing, Wenjie Yang et al.
Environmental and Sustainability Indicators
Climate Change and Health Impacts
article

Assessing and managing heat vulnerability in Henan Province, China: An entropy-weighted and random forest framework

Haohao Liu, Li ShaoFang, Tianfang Xing, Wenjie Yang, Zengli Yu, Mingyi Xue, Zhan Gao, Dong Ding, Huina Wang, Yao Chen
article en

Abstract

Extreme heat poses growing public health challenges, particularly in rapidly urbanizing regions. Assessing heat vulnerability at the county level is crucial for guiding adaptation strategies. A county-level Heat Vulnerability Index (HVI) was developed for Henan Province, China, within the Exposure-Sensitivity-Adaptation (ESA) framework. In China, counties represent the smallest administrative units with consistent socioeconomic and health data, typically covering populations of several hundred thousand residents. Indicator weights were objectively derived using the entropy weight method, and both additive and multiplicative aggregations were compared to evaluate robustness and external validity. Random Forest (RF) models identified dominant drivers, with interpretability provided by aggregated SHAP importance scores. To externally validate the HVI, heatwave-related mortality risks were modeled with distributed lag nonlinear models and meta-analyzed across HVI quartiles to assess trend significance. The HVI revealed pronounced spatial heterogeneity, with high-vulnerability belts concentrated in central and northern Henan. Socioeconomic indicators—including educational attainment, social insurance, and healthcare accessibility—consistently outweighed environmental and demographic factors. Trend analyses of heatwave-related mortality further indicated that the additive HVI demonstrated stronger and more stable associations with heatwave-related mortality. At the dimension level, exposure was driven by heatwave days and built-up intensity, sensitivity by age structure and student ratios, and adaptation by education, economic resources, and social protection. Heat vulnerability in Henan Province is shaped more by socioeconomic inequalities than by environmental exposure alone. The additive HVI better captures cumulative vulnerability effects, offering a robust, interpretable decision-support framework to support regional climate adaptation planning and adaptive environmental management. • Developed a county-level heat vulnerability index using entropy weighting. • Socioeconomic factors outweighed environmental and demographic influences. • Education and healthcare access were main drivers of heat vulnerability. • Additive HVI showed strong predictive validity for heatwave-related deaths.

Environmental and Sustainability IndicatorsVol. 30
Shandong University (CN), Zhengzhou University (CN), Fifth Affiliated Hospital of Zhengzhou University (CN), Henan Provincial Center for Disease Control and Prevention (CN)
Climate action
Openalex Percentile: Top 60%
Climate Change and Health Impacts
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