An IIVY-AdaBoost prediction model for rockburst intensity: Integrating multi-strategy optimization with SHAP-driven insight

Rockburst prediction is vital for ensuring safe underground construction. Machine learning (ML) has advanced rockburst prediction, yet imbalanced datasets, particularly for specific intensities, often causes biased models or overfitting. This study introduces a novel ML framework for rockburst intensity prediction, utilizing six key indices: the maximum tangential stress ( σ θ ), uniaxial compressive strength ( R c ), uniaxial tensile strength ( R t ), stress concentration factor (SCF), brittleness index (BI), and strain energy storage index ( W et ). A global dataset of 570 rockburst cases was compiled, with the synthetic minority oversampling technique (SMOTE) applied to address class imbalance, improving the representation of underrepresented grades. An improved IVY algorithm (IIVY) optimizes hyperparameter tuning. It integrates into an IIVY-AdaBoost model that combines decision trees (DT) and support vector machines (SVM) as base learners. The model achieves superior performance, with accuracy of 90.17%, precision of 0.89, recall of 0.90, and F1-score of 0.90. Compared with the base learners (DT, IVY-DT, IIVY-DT, SVM, IVY-SVM, IIVY-SVM, AdaBoost, IVY-AdaBoost, PSO (PARTICLE SWARM Optimization)-AdaBoost, GWO (Grey Wolf Optimizer)-AdaBoost), the IIVY-AdaBoost demonstrates an enhanced accuracy and robustness. The SHapley Additive exPlanations (SHAP) analysis highlights W et and σ θ as the key predictors. Validation using field data from Jinping II Hydropower Station, Sanshandao Gold Mine, and Xincheng Gold Mine confirms the model’s robust engineering applicability.

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Publication Details

Journal
Journal of Rock Mechanics and Geotechnical Engineering
Published
2026-02-01
DOI
https://doi.org/10.1016/j.jrmge.2026.01.015
Primary Topic
Rock Mechanics and Modeling
Type
article
Field-Weighted Citation Impact
0.00
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article

An IIVY-AdaBoost prediction model for rockburst intensity: Integrating multi-strategy optimization with SHAP-driven insight

Song Luo, Kang Peng, Shuai Li, Kun Luo et al.
Journal of Rock Mechanics and Geotechnical Engineering
Rock Mechanics and Modeling
article

An IIVY-AdaBoost prediction model for rockburst intensity: Integrating multi-strategy optimization with SHAP-driven insight

Song Luo, Kang Peng, Shuai Li, Kun Luo, Haoyu He, Kechao Li, Zhen Li, Yansong Bai
article en

Abstract

Rockburst prediction is vital for ensuring safe underground construction. Machine learning (ML) has advanced rockburst prediction, yet imbalanced datasets, particularly for specific intensities, often causes biased models or overfitting. This study introduces a novel ML framework for rockburst intensity prediction, utilizing six key indices: the maximum tangential stress ( σ θ ), uniaxial compressive strength ( R c ), uniaxial tensile strength ( R t ), stress concentration factor (SCF), brittleness index (BI), and strain energy storage index ( W et ). A global dataset of 570 rockburst cases was compiled, with the synthetic minority oversampling technique (SMOTE) applied to address class imbalance, improving the representation of underrepresented grades. An improved IVY algorithm (IIVY) optimizes hyperparameter tuning. It integrates into an IIVY-AdaBoost model that combines decision trees (DT) and support vector machines (SVM) as base learners. The model achieves superior performance, with accuracy of 90.17%, precision of 0.89, recall of 0.90, and F1-score of 0.90. Compared with the base learners (DT, IVY-DT, IIVY-DT, SVM, IVY-SVM, IIVY-SVM, AdaBoost, IVY-AdaBoost, PSO (PARTICLE SWARM Optimization)-AdaBoost, GWO (Grey Wolf Optimizer)-AdaBoost), the IIVY-AdaBoost demonstrates an enhanced accuracy and robustness. The SHapley Additive exPlanations (SHAP) analysis highlights W et and σ θ as the key predictors. Validation using field data from Jinping II Hydropower Station, Sanshandao Gold Mine, and Xincheng Gold Mine confirms the model’s robust engineering applicability.

Journal of Rock Mechanics and Geotechnical Engineering
Central South University (CN), Beijing Research Institute of Uranium Geology (CN), University of South China (CN)
Openalex Percentile: Top 63%
Rock Mechanics and Modeling
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An IIVY-AdaBoost prediction model for rockburst intensity: Integrating multi-strategy optimization with SHAP-driven insight — Song Luo, Kang Peng, et al. · Journal of Rock Mechanics and Geotechnical Engineering (2026) | TGRS Research Map | TGRS