Discovering Collatz Invariants Beyond LLMS: VICReg Regularization and Lean Verification

The Collatz conjecture (3x+1 problem) remains unsolved despite decades of computational and mathematical effort. Recent AI systems (AlphaProof, Aristotle) excel at syntactic proof manipulation but fail when structural discovery precedes formalization. We present a VICReg-based neuro-symbolic framework that combines: (1) a VICReg-regularized CNN-MLP regressor optimized for invariant extraction on chaotic systems, (2) a falsifiable validation protocol (R6/R7) with strict out-of-distribution splits and SMT-based falsification, and (3) a modular Lean 4 formalization separating proven theorems from empirical axioms. Our contributions: (a) VICReg-R7 achieves RMSE 443 on 120-160 bit numbers (vs. 947-1243 for baselines, -53-64%), (b) empirical rule Rule4b-K256 validated on 100 OOD numbers (seed 2026, 100% validation, enrichment 19.8), (c) three deterministic bound theorems formally proven in Lean (CollatzCore.lean, EXIT=0), (d) modular architecture explicitly separating "concrete" (proven theorems) from "wood" (empirical frontier). This work establishes a reproducible methodology for AI-assisted exploration of open problems, where learned correlations are transformed into verifiable mathematical hypotheses through automated falsification and formal proof.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-02-05
DOI
https://doi.org/10.5281/zenodo.18492642
Primary Topic
Benford’s Law and Fraud Detection
Type
article
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article

Discovering Collatz Invariants Beyond LLMS: VICReg Regularization and Lean Verification

ERIC MERLE
Zenodo (CERN European Organization for Nuclear Research)
Benford’s Law and Fraud Detection
article

Discovering Collatz Invariants Beyond LLMS: VICReg Regularization and Lean Verification

ERIC MERLE
article en

Abstract

The Collatz conjecture (3x+1 problem) remains unsolved despite decades of computational and mathematical effort. Recent AI systems (AlphaProof, Aristotle) excel at syntactic proof manipulation but fail when structural discovery precedes formalization. We present a VICReg-based neuro-symbolic framework that combines: (1) a VICReg-regularized CNN-MLP regressor optimized for invariant extraction on chaotic systems, (2) a falsifiable validation protocol (R6/R7) with strict out-of-distribution splits and SMT-based falsification, and (3) a modular Lean 4 formalization separating proven theorems from empirical axioms. Our contributions: (a) VICReg-R7 achieves RMSE 443 on 120-160 bit numbers (vs. 947-1243 for baselines, -53-64%), (b) empirical rule Rule4b-K256 validated on 100 OOD numbers (seed 2026, 100% validation, enrichment 19.8), (c) three deterministic bound theorems formally proven in Lean (CollatzCore.lean, EXIT=0), (d) modular architecture explicitly separating "concrete" (proven theorems) from "wood" (empirical frontier). This work establishes a reproducible methodology for AI-assisted exploration of open problems, where learned correlations are transformed into verifiable mathematical hypotheses through automated falsification and formal proof.

Zenodo (CERN European Organization for Nuclear Research)
Peace, Justice and strong institutions
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Benford’s Law and Fraud Detection
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