Adaptive Dual-Anchor Fusion Framework for Robust SOC Estimation and SOH Soft-Sensing of Retired Batteries with Heterogeneous Aging

Reliable state estimation is critical for the safe operation of second-life battery systems but is severely hindered by significant parameter heterogeneity arising from diverse historical aging conditions. Traditional static models struggle to adapt to such variability, while online identification methods are prone to divergence under dynamic loads. To overcome these challenges, this paper proposes a Dual-Anchor Adaptive Fusion Framework for robust State of Charge (SOC) estimation and State of Health (SOH) soft-sensing. Specifically, to establish a reliable physical baseline, an automated Dynamic Relaxation Interval Selection (DRIS) strategy is introduced. By minimizing the fitting Root Mean Square Error (RMSE), DRIS systematically extracts high-fidelity parameters to construct two “anchor models” that rigorously define the boundaries of the aging space. Subsequently, a residual-driven Bayesian fusion mechanism is developed to seamlessly interpolate between these anchors based on real-time voltage feedback, enabling the model to adapt to uncalibrated target batteries. Concurrently, a novel “SOH Soft-Sensing” capability is unlocked by interpreting the adaptive fusion weights as real-time health indicators. Experimental results demonstrate that the proposed framework achieves robust SOC estimation with an RMSE of 0.42%, significantly outperforming the standard Adaptive Extended Kalman Filter (A-EKF, RMSE 1.53%), which exhibits parameter drift under dynamic loading. Moreover, the a posteriori voltage tracking residual is compressed to ~0.085 mV, effectively approaching the hardware’s ADC quantization limit. Furthermore, SOH is inferred with a relative error of 0.84% without additional capacity tests. This work establishes a robust methodological foundation for calibration-free state estimation in heterogeneous retired battery packs.

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Publication Details

Journal
Batteries
Published
2026-02-01
DOI
https://doi.org/10.3390/batteries12020049
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
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article

Adaptive Dual-Anchor Fusion Framework for Robust SOC Estimation and SOH Soft-Sensing of Retired Batteries with Heterogeneous Aging

Yan Jiang, Yupeng Guo, J. Z. Li, Jiawei Chen et al.
Batteries
Advanced Battery Technologies Research
article

Adaptive Dual-Anchor Fusion Framework for Robust SOC Estimation and SOH Soft-Sensing of Retired Batteries with Heterogeneous Aging

Yan Jiang, Yupeng Guo, J. Z. Li, Jiawei Chen, Hai Wang, Yijun Liu, Rui Liu
article en

Abstract

Reliable state estimation is critical for the safe operation of second-life battery systems but is severely hindered by significant parameter heterogeneity arising from diverse historical aging conditions. Traditional static models struggle to adapt to such variability, while online identification methods are prone to divergence under dynamic loads. To overcome these challenges, this paper proposes a Dual-Anchor Adaptive Fusion Framework for robust State of Charge (SOC) estimation and State of Health (SOH) soft-sensing. Specifically, to establish a reliable physical baseline, an automated Dynamic Relaxation Interval Selection (DRIS) strategy is introduced. By minimizing the fitting Root Mean Square Error (RMSE), DRIS systematically extracts high-fidelity parameters to construct two “anchor models” that rigorously define the boundaries of the aging space. Subsequently, a residual-driven Bayesian fusion mechanism is developed to seamlessly interpolate between these anchors based on real-time voltage feedback, enabling the model to adapt to uncalibrated target batteries. Concurrently, a novel “SOH Soft-Sensing” capability is unlocked by interpreting the adaptive fusion weights as real-time health indicators. Experimental results demonstrate that the proposed framework achieves robust SOC estimation with an RMSE of 0.42%, significantly outperforming the standard Adaptive Extended Kalman Filter (A-EKF, RMSE 1.53%), which exhibits parameter drift under dynamic loading. Moreover, the a posteriori voltage tracking residual is compressed to ~0.085 mV, effectively approaching the hardware’s ADC quantization limit. Furthermore, SOH is inferred with a relative error of 0.84% without additional capacity tests. This work establishes a robust methodological foundation for calibration-free state estimation in heterogeneous retired battery packs.

BatteriesVol. 12(2)
Zhaoqing University (CN)
Openalex Percentile: Top 70%
Advanced Battery Technologies Research
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