Sensitivity Analysis of Process Parameters on Deposition Quality and Multi-Objective Prediction in Ion-Assisted Electron Beam Evaporation of Ta2O5 Films

Tantalum pentoxide (Ta<sub>2</sub>O<sub>5</sub>) films deposited on fused silica substrates are critical components of high-power laser systems. Ion-assisted electron beam evaporation (IAD-EBE) is the mainstream technique for fabricating Ta<sub>2</sub>O<sub>5</sub> films. However, it commonly requires extensive experimental efforts for deposition quality optimization, while each coating cycle is extremely time-consuming. To solve this issue, this work establishes a dataset targeting the surface roughness (<i>Rq</i>) and refractive index (<i>n</i>) of Ta<sub>2</sub>O<sub>5</sub> films using atomic force microscopy, as well as ellipsometer and deposition experiments. Influence of assisting ion source beam voltage (<i>V</i>)/current (<i>I</i>) and Ar (<i>Q</i><sub>1</sub>)/O<sub>2</sub> (<i>Q</i><sub>2</sub>) flow rate on the <i>n</i> and <i>Rq</i> of Ta<sub>2</sub>O<sub>5</sub> films are analyzed. Combining energy-field mechanism analysis with a Bayesian optimization approach (PI-BO), both deposition quality prediction and feature analysis of process parameters are achieved. The determination coefficient/mean absolute error for the prediction models of <i>n</i> and <i>Rq</i> reach 0.927/0.013 nm and 0.821/0.049 nm, respectively. Based on sensitivity analysis, the weight factors of <i>V</i>, <i>I</i>, <i>Q</i><sub>1</sub>, and <i>Q</i><sub>2</sub> affecting <i>n</i>/<i>Rq</i> of Ta<sub>2</sub>O<sub>5</sub> films are determined to be 0.616/0.274, 0.199/0.144, 0.113/0.582, and 0.072/0.000. <i>V</i> and <i>Q</i><sub>2</sub> are identified as the core factors for regulating deposition quality. The optimal ranges for <i>V</i> and <i>Q</i><sub>2</sub> are 600~700 V and 70~80 sccm, respectively. This study proposes a PI-BO method for predicting <i>Rq</i> and <i>n</i> of Ta<sub>2</sub>O<sub>5</sub> films under small-data conditions, while determining the preferred parameter ranges and their sensitivity weight factors. These findings provide effective theoretical support and technical guidance for IAD-EBE strategy design and optimization of optical films in high-power laser systems.

Authors

Institutions

Publication Details

Journal
Micromachines
Published
2026-01-27
DOI
https://doi.org/10.3390/mi17020166
Primary Topic
Optical Coatings and Gratings
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Sensitivity Analysis of Process Parameters on Deposition Quality and Multi-Objective Prediction in Ion-Assisted Electron Beam Evaporation of Ta2O5 Films

Jianchong Li, Wenze Ma, Henan Liu, Mingjun Chen et al.
Micromachines
Optical Coatings and Gratings
article

Sensitivity Analysis of Process Parameters on Deposition Quality and Multi-Objective Prediction in Ion-Assisted Electron Beam Evaporation of Ta2O5 Films

Jianchong Li, Wenze Ma, Henan Liu, Mingjun Chen, Hongqin Lei, Yaowei Wei, Zhenfei Luo, Xianghui Huang, Linjie Zhao, Fei Zhang
article en

Abstract

Tantalum pentoxide (Ta<sub>2</sub>O<sub>5</sub>) films deposited on fused silica substrates are critical components of high-power laser systems. Ion-assisted electron beam evaporation (IAD-EBE) is the mainstream technique for fabricating Ta<sub>2</sub>O<sub>5</sub> films. However, it commonly requires extensive experimental efforts for deposition quality optimization, while each coating cycle is extremely time-consuming. To solve this issue, this work establishes a dataset targeting the surface roughness (<i>Rq</i>) and refractive index (<i>n</i>) of Ta<sub>2</sub>O<sub>5</sub> films using atomic force microscopy, as well as ellipsometer and deposition experiments. Influence of assisting ion source beam voltage (<i>V</i>)/current (<i>I</i>) and Ar (<i>Q</i><sub>1</sub>)/O<sub>2</sub> (<i>Q</i><sub>2</sub>) flow rate on the <i>n</i> and <i>Rq</i> of Ta<sub>2</sub>O<sub>5</sub> films are analyzed. Combining energy-field mechanism analysis with a Bayesian optimization approach (PI-BO), both deposition quality prediction and feature analysis of process parameters are achieved. The determination coefficient/mean absolute error for the prediction models of <i>n</i> and <i>Rq</i> reach 0.927/0.013 nm and 0.821/0.049 nm, respectively. Based on sensitivity analysis, the weight factors of <i>V</i>, <i>I</i>, <i>Q</i><sub>1</sub>, and <i>Q</i><sub>2</sub> affecting <i>n</i>/<i>Rq</i> of Ta<sub>2</sub>O<sub>5</sub> films are determined to be 0.616/0.274, 0.199/0.144, 0.113/0.582, and 0.072/0.000. <i>V</i> and <i>Q</i><sub>2</sub> are identified as the core factors for regulating deposition quality. The optimal ranges for <i>V</i> and <i>Q</i><sub>2</sub> are 600~700 V and 70~80 sccm, respectively. This study proposes a PI-BO method for predicting <i>Rq</i> and <i>n</i> of Ta<sub>2</sub>O<sub>5</sub> films under small-data conditions, while determining the preferred parameter ranges and their sensitivity weight factors. These findings provide effective theoretical support and technical guidance for IAD-EBE strategy design and optimization of optical films in high-power laser systems.

MicromachinesVol. 17(2)
Shanghai Jiao Tong University (CN), Harbin Institute of Technology (CN), China Academy of Engineering Physics (CN)
Openalex Percentile: Top 74%
Optical Coatings and Gratings
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.