Inferring black hole formation channels in GWTC-4.0 via parametric mass-spin correlations derived from first principles

We investigate the differences between several proposed formation scenarios for black hole binaries, including isolated stellar evolution, dynamical assembly in dense clusters and active galactic nuclei (AGN) disks, and primordial black holes. Our approach exploits the predicted spin features of each formation channel, and adopts parametrized models of the predicted correlations between the spin magnitudes (and orientations) and mass, inspired by first principles. Using hierarchical Bayesian inference on the recent GWTC-4.0 dataset, we compare these features across all models and assess how well each scenario explains the data. We find that the data strongly favor the presence of a positive correlation between mass and spin magnitude, in agreement with previous studies. Furthermore, the hierarchical scenario provides a better fit to the observations, due to the inclusion of second-generation mergers leading to higher spins at larger masses. The current dataset is not informative enough about spin orientation: the cluster (random orientations) and AGN (aligned orientations) scenarios have comparable Bayesian evidence. Finally, the mass-spin correlation predicted by the primordial scenario gives a poor fit to the data, and this scenario can only account for a subset of the observed events.

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Journal
Physical review. D/Physical review. D.
Published
2026-01-26
DOI
https://doi.org/10.1103/3mb7-vnft
Primary Topic
Astrophysical Phenomena and Observations
Type
article
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article

Inferring black hole formation channels in GWTC-4.0 via parametric mass-spin correlations derived from first principles

Gabriele Franciolini, Francesco Crescimbeni, Anonymous, Paolo Pani
Physical review. D/Physical review. D.
Astrophysical Phenomena and Observations
article

Inferring black hole formation channels in GWTC-4.0 via parametric mass-spin correlations derived from first principles

Gabriele Franciolini, Francesco Crescimbeni, Anonymous, Paolo Pani
article en

Abstract

We investigate the differences between several proposed formation scenarios for black hole binaries, including isolated stellar evolution, dynamical assembly in dense clusters and active galactic nuclei (AGN) disks, and primordial black holes. Our approach exploits the predicted spin features of each formation channel, and adopts parametrized models of the predicted correlations between the spin magnitudes (and orientations) and mass, inspired by first principles. Using hierarchical Bayesian inference on the recent GWTC-4.0 dataset, we compare these features across all models and assess how well each scenario explains the data. We find that the data strongly favor the presence of a positive correlation between mass and spin magnitude, in agreement with previous studies. Furthermore, the hierarchical scenario provides a better fit to the observations, due to the inclusion of second-generation mergers leading to higher spins at larger masses. The current dataset is not informative enough about spin orientation: the cluster (random orientations) and AGN (aligned orientations) scenarios have comparable Bayesian evidence. Finally, the mass-spin correlation predicted by the primordial scenario gives a poor fit to the data, and this scenario can only account for a subset of the observed events.

Physical review. D/Physical review. D.Vol. 113(4)
University of Padua (IT), Johns Hopkins University (US), Istituto Nazionale di Fisica Nucleare, Sezione di Padova (IT), Istituto Nazionale di Fisica Nucleare, Sezione di Roma I (IT), European Organization for Nuclear Research (CH), Sapienza University of Rome (IT)
Openalex Percentile: Top 74%
Astrophysical Phenomena and Observations
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Inferring black hole formation channels in GWTC-4.0 via parametric mass-spin correlations derived from first principles — Gabriele Franciolini, Francesco Crescimbeni, et al. · Physical review. D/Physical review. D. (2026) | TGRS Research Map | TGRS