A Data Augmentation Method for Shearer Rocker Arm Bearing Fault Diagnosis Based on GA-WT-SDP and WCGAN

This work addresses the challenges of inadequate data acquisition and the limited availability of labeled samples for shearer rocker arm bearing faults by developing a data augmentation methodology that synergistically incorporates the Genetic Algorithm-optimized Wavelet Transform Symmetrical Dot Pattern (GA-WT-SDP) with a Wasserstein Conditional Generative Adversarial Network (WCGAN). In the initial step, the Genetic Algorithm (GA) is employed to refine the mapping parameters of the Wavelet Transform Symmetrical Dot Pattern (WT-SDP), facilitating the transformation of raw vibration signals into advanced and discriminative graphical representations. Thereafter, the Wasserstein distance in conjunction with a gradient penalty mechanism is introduced through the WCGAN, thereby ensuring higher-quality generated samples and improved stability during model training. Experimental results validate that the proposed approach yields accelerated convergence and superior performance in sample generation. The augmented data significantly bolsters the generalization ability and predictive accuracy of fault diagnosis models trained on small datasets, with notable gains achieved in deep architectures (CNNs, LSTMs). The research substantiates that this technique helps overcome overfitting, enhances feature representation capacity, and ensures consistently high identification accuracy even in complex working environments.

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Publication Details

Journal
Machines
Published
2026-01-26
DOI
https://doi.org/10.3390/machines14020144
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
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article

A Data Augmentation Method for Shearer Rocker Arm Bearing Fault Diagnosis Based on GA-WT-SDP and WCGAN

Yusong Pang, Zhaohong Wu, Jiang Yi, Haiyang Wu et al.
Machines
Machine Fault Diagnosis Techniques
article

A Data Augmentation Method for Shearer Rocker Arm Bearing Fault Diagnosis Based on GA-WT-SDP and WCGAN

Yusong Pang, Zhaohong Wu, Jiang Yi, Haiyang Wu, Shuo Wang, Gang Cheng, Chang Liu
article en

Abstract

This work addresses the challenges of inadequate data acquisition and the limited availability of labeled samples for shearer rocker arm bearing faults by developing a data augmentation methodology that synergistically incorporates the Genetic Algorithm-optimized Wavelet Transform Symmetrical Dot Pattern (GA-WT-SDP) with a Wasserstein Conditional Generative Adversarial Network (WCGAN). In the initial step, the Genetic Algorithm (GA) is employed to refine the mapping parameters of the Wavelet Transform Symmetrical Dot Pattern (WT-SDP), facilitating the transformation of raw vibration signals into advanced and discriminative graphical representations. Thereafter, the Wasserstein distance in conjunction with a gradient penalty mechanism is introduced through the WCGAN, thereby ensuring higher-quality generated samples and improved stability during model training. Experimental results validate that the proposed approach yields accelerated convergence and superior performance in sample generation. The augmented data significantly bolsters the generalization ability and predictive accuracy of fault diagnosis models trained on small datasets, with notable gains achieved in deep architectures (CNNs, LSTMs). The research substantiates that this technique helps overcome overfitting, enhances feature representation capacity, and ensures consistently high identification accuracy even in complex working environments.

MachinesVol. 14(2)
Xuzhou University of Technology (CN), China University of Mining and Technology (CN), Delft University of Technology (NL)
Reduced inequalities
Openalex Percentile: Top 77%
Machine Fault Diagnosis Techniques
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A Data Augmentation Method for Shearer Rocker Arm Bearing Fault Diagnosis Based on GA-WT-SDP and WCGAN — Yusong Pang, Zhaohong Wu, et al. · Machines (2026) | TGRS Research Map | TGRS