Long-Lead ENSO Forecasting with a Seed-Ensembled U-Net

We study year-ahead prediction of monthly El Niño-Southern Oscillation (ENSO) sea-surface temperature (SST) anomalies using a four-scale U-Net trained on ERA5 (1940-2024) anomalies defined relative to the 1951-1980 climatology and remapped to a 64 × 128 grid. The model uses a 12-month context and forecasts the next 12 months auto-regressively via a delta-over-persistence head. Training uses per-grid-cell standardization, an area-weighted MSE, and an event-aware sample weight that up-weights months with large Niño-band anomalies. We run controlled ablations over random seeds, batch size, input scalers, model width, spatial loss footprint, regional loss blending, and backbone choice (U-Net, ResNet, U-Net++, Attention U-Net, ConvLSTM, UNet ConvLSTM). Across Niño regions and leads, the U-Net consistently attains the strongest anomaly-correlation skill (ACC); simple seed ensembling further improves performance over the best individual seed. Standardization outperforms Min-Max and IQR-based scaling; a global loss with event weighting dominates tropics- or equatorial-Pacific-restricted losses; and wider channels offer only modest gains over a slim baseline. The resulting configuration—U-Net, StandardScaler, global loss with event weighting, and a small seed ensemble—yields the highest mean ACC while maintaining low global error. We also document observed couplings between SST and ERA5 surface sensible heat flux, low-level divergence, and moisture flux for physical context; these fields are not yet used as inputs but suggest a path toward physics-informed forcings for large events.

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Publication Details

Journal
Maryland Shared Open Access Repository (USMAI Consortium)
Published
2025-11-03
DOI
https://doi.org/10.13016/m2ycwr-qwww
Primary Topic
Climate variability and models
Type
article
Field-Weighted Citation Impact
0.00

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article

Long-Lead ENSO Forecasting with a Seed-Ensembled U-Net

Pratik Shukla, Milto Halem
Maryland Shared Open Access Repository (USMAI Consortium)
Climate variability and models
article

Long-Lead ENSO Forecasting with a Seed-Ensembled U-Net

Pratik Shukla, Milto Halem
article en

Abstract

We study year-ahead prediction of monthly El Niño-Southern Oscillation (ENSO) sea-surface temperature (SST) anomalies using a four-scale U-Net trained on ERA5 (1940-2024) anomalies defined relative to the 1951-1980 climatology and remapped to a 64 × 128 grid. The model uses a 12-month context and forecasts the next 12 months auto-regressively via a delta-over-persistence head. Training uses per-grid-cell standardization, an area-weighted MSE, and an event-aware sample weight that up-weights months with large Niño-band anomalies. We run controlled ablations over random seeds, batch size, input scalers, model width, spatial loss footprint, regional loss blending, and backbone choice (U-Net, ResNet, U-Net++, Attention U-Net, ConvLSTM, UNet ConvLSTM). Across Niño regions and leads, the U-Net consistently attains the strongest anomaly-correlation skill (ACC); simple seed ensembling further improves performance over the best individual seed. Standardization outperforms Min-Max and IQR-based scaling; a global loss with event weighting dominates tropics- or equatorial-Pacific-restricted losses; and wider channels offer only modest gains over a slim baseline. The resulting configuration—U-Net, StandardScaler, global loss with event weighting, and a small seed ensemble—yields the highest mean ACC while maintaining low global error. We also document observed couplings between SST and ERA5 surface sensible heat flux, low-level divergence, and moisture flux for physical context; these fields are not yet used as inputs but suggest a path toward physics-informed forcings for large events.

Maryland Shared Open Access Repository (USMAI Consortium)
National Aeronautics and Space Administration, University of Maryland, Baltimore County, Goddard Space Flight Center
Life below water
Openalex Percentile: Top 32%
Climate variability and models
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Long-Lead ENSO Forecasting with a Seed-Ensembled U-Net — Pratik Shukla, Milto Halem · Maryland Shared Open Access Repository (USMAI Consortium) (2025) | TGRS Research Map | TGRS