Contrastive learning enhanced retrieval-augmented few-shot framework for multi-label patent classification

The rapid expansion of patent databases poses increasing challenges for multi-label patent classification, particularly for inventions spanning multiple technological domains. Conventional approaches are hindered by high annotation costs and limited scalability, while often neglecting the semantic structure of patent documents. Here, we present a retrieval-enhanced few-shot learning framework that combines patent-specific contrastive pre-training with semantic retrieval to enable scalable multi-label classification. Drone technologies are selected as the evaluation domain due to their multidisciplinary characteristics encompassing mechanical, electronic, and software aspects. The proposed method learns domain-adapted embeddings that capture multi-label co-occurrence patterns and leverages retrieval-augmented few-shot learning with structured reasoning to reduce reliance on extensive annotations. Experiments on a curated dataset of 15,000 annotated drone patents across ten categories demonstrate that the framework achieves Macro-F1 and Micro-F1 scores of 0.847 and 0.892, corresponding to improvements of 30% and 23% over few-shot baselines. Furthermore, contrastive pre-training yields notable benefits for underrepresented categories, with performance improvements reaching 16% over transformer-based approaches. These results indicate that the proposed approach offers an effective and resource-efficient solution for multi-label patent classification, with potential to improve the scalability and accessibility of intellectual property analysis.

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Publication Details

Journal
PLoS ONE
Published
2026-01-21
DOI
https://doi.org/10.1371/journal.pone.0341118
Primary Topic
Intellectual Property and Patents
Type
article
Field-Weighted Citation Impact
0.00

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article

Contrastive learning enhanced retrieval-augmented few-shot framework for multi-label patent classification

Wu Zheng, Guoqing Cui, Xin Li, Shikun Chen
PLoS ONE
Intellectual Property and Patents
article

Contrastive learning enhanced retrieval-augmented few-shot framework for multi-label patent classification

Wu Zheng, Guoqing Cui, Xin Li, Shikun Chen
article en

Abstract

The rapid expansion of patent databases poses increasing challenges for multi-label patent classification, particularly for inventions spanning multiple technological domains. Conventional approaches are hindered by high annotation costs and limited scalability, while often neglecting the semantic structure of patent documents. Here, we present a retrieval-enhanced few-shot learning framework that combines patent-specific contrastive pre-training with semantic retrieval to enable scalable multi-label classification. Drone technologies are selected as the evaluation domain due to their multidisciplinary characteristics encompassing mechanical, electronic, and software aspects. The proposed method learns domain-adapted embeddings that capture multi-label co-occurrence patterns and leverages retrieval-augmented few-shot learning with structured reasoning to reduce reliance on extensive annotations. Experiments on a curated dataset of 15,000 annotated drone patents across ten categories demonstrate that the framework achieves Macro-F1 and Micro-F1 scores of 0.847 and 0.892, corresponding to improvements of 30% and 23% over few-shot baselines. Furthermore, contrastive pre-training yields notable benefits for underrepresented categories, with performance improvements reaching 16% over transformer-based approaches. These results indicate that the proposed approach offers an effective and resource-efficient solution for multi-label patent classification, with potential to improve the scalability and accessibility of intellectual property analysis.

PLoS ONEVol. 21(1)
Ningbo University (CN), Xi'an Railway Survey and Design Institute (CN), Shaanxi Normal University (CN), Zhejiang University of Finance and Economics (CN)
Fundamental Research Funds for the Central Universities
Decent work and economic growth
Openalex Percentile: Top 83%
Intellectual Property and Patents
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