In Situ Stress Inversion in a Pumped-Storage Power Station Based on the PSO-SVR Algorithm

An accurate in situ stress field is a prerequisite for evaluating the stability of surrounding rock in underground caverns of a pumped-storage power station (PSPS) and ensuring the long-term safe operation of underground powerhouses. However, in situ stress measurements in the field are typically characterized by a limited number of measurement points, strong data randomness, and high testing costs. Meanwhile, conventional regression inversion methods often yield stress fields with insufficient accuracy or unstable spatial distributions. To address these issues, this paper proposes an in situ stress field inversion method based on the particle swarm optimization–support vector regression (PSO-SVR) algorithm. Stress boundary conditions are formulated in terms of lateral stress coefficients combined with shear stresses, and PSO is employed to optimize the hyperparameters of the SVR model. The stress boundary conditions predicted by the PSO-SVR algorithm are then imposed on a numerical model to compute the stresses at the measurement points, and the optimal boundary conditions are identified by minimizing the root mean square error (RMSE) between the inverted and measured in situ stresses. On this basis, the stress components at the measurement points and the in situ stress field in the study area are obtained. The results demonstrate that the inverted in situ stresses agree well with the field measurements, exhibiting good consistency and spatial regularity. Specifically, compared with the traditional multiple linear regression (MLR) method, the PSO-SVR algorithm reduces the RMSE and mean absolute error (MAE) of the in situ stress measurement data by 48.21% and 47.01%, respectively, and produces inversion results with higher accuracy, more stable spatial patterns, and markedly fewer anomalous zones. Consequently, the PSO-SVR algorithm is well suited for in situ stress inversion in PSPSs and provides a reliable stress-field basis for subsequent optimization of underground cavern excavation and support.

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Publication Details

Journal
Applied Sciences
Published
2026-01-21
DOI
https://doi.org/10.3390/app16021101
Primary Topic
Rock Mechanics and Modeling
Type
article
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In Situ Stress Inversion in a Pumped-Storage Power Station Based on the PSO-SVR Algorithm

Ning Liang, Jinhui Ouyang, Lu Liu, Youping Zhu et al.
Applied Sciences
Rock Mechanics and Modeling
article

In Situ Stress Inversion in a Pumped-Storage Power Station Based on the PSO-SVR Algorithm

Ning Liang, Jinhui Ouyang, Lu Liu, Youping Zhu, Genqian Nian
article en

Abstract

An accurate in situ stress field is a prerequisite for evaluating the stability of surrounding rock in underground caverns of a pumped-storage power station (PSPS) and ensuring the long-term safe operation of underground powerhouses. However, in situ stress measurements in the field are typically characterized by a limited number of measurement points, strong data randomness, and high testing costs. Meanwhile, conventional regression inversion methods often yield stress fields with insufficient accuracy or unstable spatial distributions. To address these issues, this paper proposes an in situ stress field inversion method based on the particle swarm optimization–support vector regression (PSO-SVR) algorithm. Stress boundary conditions are formulated in terms of lateral stress coefficients combined with shear stresses, and PSO is employed to optimize the hyperparameters of the SVR model. The stress boundary conditions predicted by the PSO-SVR algorithm are then imposed on a numerical model to compute the stresses at the measurement points, and the optimal boundary conditions are identified by minimizing the root mean square error (RMSE) between the inverted and measured in situ stresses. On this basis, the stress components at the measurement points and the in situ stress field in the study area are obtained. The results demonstrate that the inverted in situ stresses agree well with the field measurements, exhibiting good consistency and spatial regularity. Specifically, compared with the traditional multiple linear regression (MLR) method, the PSO-SVR algorithm reduces the RMSE and mean absolute error (MAE) of the in situ stress measurement data by 48.21% and 47.01%, respectively, and produces inversion results with higher accuracy, more stable spatial patterns, and markedly fewer anomalous zones. Consequently, the PSO-SVR algorithm is well suited for in situ stress inversion in PSPSs and provides a reliable stress-field basis for subsequent optimization of underground cavern excavation and support.

Applied SciencesVol. 16(2)
China Three Gorges Corporation (China) (CN), Chinese Academy of Sciences (CN), Institute of Geology and Geophysics (CN)
Openalex Percentile: Top 82%
Rock Mechanics and Modeling
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